Mark Andrew Smith - 09 Nov 2022 Form 4 Insider Report for CUMMINS INC (CMI)

Role
VP - Chief Financial Officer
Signature
/s/ Sharon Barner, Attorney-in-Fact
Issuer symbol
CMI
Transactions as of
09 Nov 2022
Net transactions value
-$43,050
Form type
4
Filing time
10 Nov 2022, 13:48:33 UTC
Previous filing
03 Mar 2022
Next filing
03 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMI Common Options Exercise $86,117 +770 +7% $111.84 11,765 09 Nov 2022 Direct
transaction CMI Common Sale $129,167 -543 -4.6% $237.88 11,222 09 Nov 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CMI Stock Option (Right-to-Buy) Options Exercise $0 -770 -100% $0.000000* 0 09 Nov 2022 Common 770 $111.84 Direct
holding CMI Stock Option (Right-to-Buy) 4,360 09 Nov 2022 Common 4,360 $109.09 Direct
holding CMI Stock Option (Right-to-Buy) 970 09 Nov 2022 Common 970 $114.13 Direct
holding CMI Stock Option (Right-to-Buy) 1,790 09 Nov 2022 Common 1,790 $136.82 Direct
holding CMI Stock Option (Right-to-Buy) 21,310 09 Nov 2022 Common 21,310 $142.12 Direct
holding CMI Stock Option (Right-to-Buy) 1,070 09 Nov 2022 Common 1,070 $149.34 Direct
holding CMI Stock Option (Right-to-Buy) 4,380 09 Nov 2022 Common 4,380 $149.72 Direct
holding CMI Stock Option (Right-to-Buy) 6,080 09 Nov 2022 Common 6,080 $160.10 Direct
holding CMI Stock Option (Right-to-Buy) 21,580 09 Nov 2022 Common 21,580 $163.43 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.