Mark Andrew Smith - 01 Mar 2022 Form 4 Insider Report for CUMMINS INC (CMI)

Role
VP - Chief Financial Officer
Signature
/s/ Sharon Barner, Attorney-in-Fact
Issuer symbol
CMI
Transactions as of
01 Mar 2022
Net transactions value
-$239,401
Form type
4
Filing time
03 Mar 2022, 15:15:54 UTC
Previous filing
28 Feb 2022
Next filing
10 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMI Common Award $0 +4,266 +54% $0.000000 12,216 01 Mar 2022 Direct
transaction CMI Common Tax liability $239,401 -1,221 -10% $196.07 10,995 01 Mar 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CMI Stock Option (Right-to-Buy) 4,360 01 Mar 2022 Common 4,360 $109.09 Direct
holding CMI Stock Option (Right-to-Buy) 770 01 Mar 2022 Common 770 $111.84 Direct
holding CMI Stock Option (Right-to-Buy) 970 01 Mar 2022 Common 970 $114.13 Direct
holding CMI Stock Option (Right-to-Buy) 1,790 01 Mar 2022 Common 1,790 $136.82 Direct
holding CMI Stock Option (Right-to-Buy) 21,310 01 Mar 2022 Common 21,310 $142.12 Direct
holding CMI Stock Option (Right-to-Buy) 1,070 01 Mar 2022 Common 1,070 $149.34 Direct
holding CMI Stock Option (Right-to-Buy) 4,380 01 Mar 2022 Common 4,380 $149.72 Direct
holding CMI Stock Option (Right-to-Buy) 6,080 01 Mar 2022 Common 6,080 $160.10 Direct
holding CMI Stock Option (Right-to-Buy) 21,580 01 Mar 2022 Common 21,580 $163.43 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld to satisfy tax liabilities relating to earned performance shares.