Mark Andrew Smith - 01 Mar 2022 Form 4 Insider Report for CUMMINS INC (CMI)

Role
VP - Chief Financial Officer
Signature
/s/ Sharon Barner, Attorney-in-Fact
Issuer symbol
CMI
Transactions as of
01 Mar 2022
Transactions value $
-$239,401
Form type
4
Filing time
03 Mar 2022, 15:15:54
Previous filing
28 Feb 2022
Next filing
10 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMI Common Award $0 +4.27K +53.66% $0.00 12.2K 01 Mar 2022 Direct
transaction CMI Common Tax liability -$239K -1.22K -10% $196.07 11K 01 Mar 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CMI Stock Option (Right-to-Buy) 4.36K 01 Mar 2022 Common 4.36K $109.09 Direct
holding CMI Stock Option (Right-to-Buy) 770 01 Mar 2022 Common 770 $111.84 Direct
holding CMI Stock Option (Right-to-Buy) 970 01 Mar 2022 Common 970 $114.13 Direct
holding CMI Stock Option (Right-to-Buy) 1.79K 01 Mar 2022 Common 1.79K $136.82 Direct
holding CMI Stock Option (Right-to-Buy) 21.3K 01 Mar 2022 Common 21.3K $142.12 Direct
holding CMI Stock Option (Right-to-Buy) 1.07K 01 Mar 2022 Common 1.07K $149.34 Direct
holding CMI Stock Option (Right-to-Buy) 4.38K 01 Mar 2022 Common 4.38K $149.72 Direct
holding CMI Stock Option (Right-to-Buy) 6.08K 01 Mar 2022 Common 6.08K $160.10 Direct
holding CMI Stock Option (Right-to-Buy) 21.6K 01 Mar 2022 Common 21.6K $163.43 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld to satisfy tax liabilities relating to earned performance shares.