Mark Andrew Smith - Mar 1, 2022 Form 4 Insider Report for CUMMINS INC (CMI)

Role
VP - Chief Financial Officer
Signature
/s/ Sharon Barner, Attorney-in-Fact
Stock symbol
CMI
Transactions as of
Mar 1, 2022
Transactions value $
-$239,401
Form type
4
Date filed
3/3/2022, 03:15 PM
Previous filing
Feb 28, 2022
Next filing
Nov 10, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMI Common Award $0 +4.27K +53.66% $0.00 12.2K Mar 1, 2022 Direct
transaction CMI Common Tax liability -$239K -1.22K -10% $196.07 11K Mar 1, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CMI Stock Option (Right-to-Buy) 4.36K Mar 1, 2022 Common 4.36K $109.09 Direct
holding CMI Stock Option (Right-to-Buy) 770 Mar 1, 2022 Common 770 $111.84 Direct
holding CMI Stock Option (Right-to-Buy) 970 Mar 1, 2022 Common 970 $114.13 Direct
holding CMI Stock Option (Right-to-Buy) 1.79K Mar 1, 2022 Common 1.79K $136.82 Direct
holding CMI Stock Option (Right-to-Buy) 21.3K Mar 1, 2022 Common 21.3K $142.12 Direct
holding CMI Stock Option (Right-to-Buy) 1.07K Mar 1, 2022 Common 1.07K $149.34 Direct
holding CMI Stock Option (Right-to-Buy) 4.38K Mar 1, 2022 Common 4.38K $149.72 Direct
holding CMI Stock Option (Right-to-Buy) 6.08K Mar 1, 2022 Common 6.08K $160.10 Direct
holding CMI Stock Option (Right-to-Buy) 21.6K Mar 1, 2022 Common 21.6K $163.43 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld to satisfy tax liabilities relating to earned performance shares.