ELLIOT DOUGLAS G - 01 Nov 2022 Form 4 Insider Report for HARTFORD FINANCIAL SERVICES GROUP, INC. (HIG)

Role
President
Signature
Anthony J. Salerno, Jr., Attorney-in-Fact
Issuer symbol
HIG
Transactions as of
01 Nov 2022
Net transactions value
-$1,289,524
Form type
4
Filing time
03 Nov 2022, 16:19:29 UTC
Previous filing
01 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HIG Common Stock Options Exercise $1,649,835 +39,996 +16% $41.25 291,129 01 Nov 2022 Direct
transaction HIG Common Stock Sale $1,296,660 -17,761 -6.1% $73.01 273,368 01 Nov 2022 Direct F1, F2
transaction HIG Common Stock Sale $1,642,700 -22,235 -8.1% $73.88 251,133 01 Nov 2022 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HIG Stock Option Options Exercise $0 -39,996 -100% $0.000000* 0 01 Nov 2022 Common Stock 39,996 $41.25 Direct F4
holding HIG Stock Option 190,486 01 Nov 2022 Common Stock 190,486 $43.59 Direct F5
holding HIG Stock Option 201,939 01 Nov 2022 Common Stock 201,939 $48.89 Direct F6
holding HIG Stock Option 219,898 01 Nov 2022 Common Stock 219,898 $49.01 Direct F7
holding HIG Stock Option 183,132 01 Nov 2022 Common Stock 183,132 $51.87 Direct F8
holding HIG Stock Option 178,012 01 Nov 2022 Common Stock 178,012 $53.81 Direct F9
holding HIG Stock Option 204,703 01 Nov 2022 Common Stock 204,703 $55.27 Direct F10
holding HIG Stock Option 164,553 01 Nov 2022 Common Stock 164,553 $69.41 Direct F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Elliot on June 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
F2 Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $72.50 - $73.49 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3 Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $73.50 - $74.20 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4 The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.
F5 The options became fully exercisable on March 1, 2019, the third anniversary of the grant date.
F6 The options became fully exercisable on February 28, 2020, the third anniversary of the grant date.
F7 The options became fully exercisable on February 26, 2022, the third anniversary of the grant date.
F8 One-third of the options became exercisable on February 23, 2022, an additional one-third of the options will become exercisable on February 23, 2023 and the remaining one-third of the options will become exercisable on February 23, 2024, the third anniversary of the grant date.
F9 The options became fully exercisable on February 27, 2021, the third anniversary of the grant date.
F10 One-third of the options became exercisable on February 25, 2021, an additional one-third of the options became exercisable on February 25, 2022 and the remaining one-third of the options will become exercisable on February 25, 2023, the third anniversary of the grant date.
F11 One-third of the options will become exercisable on February 23, 2023, an additional one-third of the options will become exercisable on February 23, 2024 and the remaining one-third of the options will become exercisable on February 23, 2025, the third anniversary of the grant date.