Richard Simms - 15 Aug 2022 Form 4 Insider Report for ROCKY BRANDS, INC. (RCKY)

Role
President of Operations
Signature
Jeremy D. Siegfried, Attorney-in-Fact
Issuer symbol
RCKY
Transactions as of
15 Aug 2022
Net transactions value
+$30,450
Form type
4
Filing time
16 Aug 2022, 18:11:19 UTC
Previous filing
04 Jan 2022
Next filing
04 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RCKY Common Stock, without par value Options Exercise $18,900 +1,000 +12% $18.90 9,045 15 Aug 2022 Direct
transaction RCKY Common Stock, without par value Options Exercise $11,550 +1,000 +11% $11.55 10,045 15 Aug 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RCKY Stock Option (right to buy) Options Exercise $0 -1,000 -20% $0.000000 4,000 15 Aug 2022 Common Stock, without par value 1,000 $18.90 Direct F1
transaction RCKY Stock Option (right to buy) Options Exercise $0 -1,000 -100% $0.000000* 0 15 Aug 2022 Common Stock, without par value 1,000 $11.55 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Option vests 20% per year beginning on the first anniversary of the date of grant.