Thomas D. Robertson - 15 Aug 2022 Form 4 Insider Report for ROCKY BRANDS, INC. (RCKY)

Role
EVP, CFO & Treasurer
Signature
Jeremy D. Siegfried, Attorney-in-Fact
Issuer symbol
RCKY
Transactions as of
15 Aug 2022
Net transactions value
+$48,765
Form type
4
Filing time
16 Aug 2022, 18:11:10 UTC
Previous filing
15 Aug 2022
Next filing
15 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RCKY Common Stock, without par value Options Exercise $47,610 +4,600 +57% $10.35 12,650 15 Aug 2022 Direct
transaction RCKY Common Stock, without par value Options Exercise $1,155 +100 +0.79% $11.55 12,750 15 Aug 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RCKY Stock Option (right to buy) Options Exercise $0 -100 -100% $0.000000* 0 15 Aug 2022 Common Stock, without par value 100 $11.55 Direct F1
transaction RCKY Stock Option (right to buy) Options Exercise $0 -4,600 -100% $0.000000* 0 15 Aug 2022 Common Stock, without par value 4,600 $10.35 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Option vests 20% per year beginning on the first anniversary of the date of grant.