Kenneth John Stephon - Jul 25, 2022 Form 4 Insider Report for William Penn Bancorporation (WMPN)

Role
President & CEO, Director
Signature
/s/ Kenneth J. Stephon
Stock symbol
WMPN
Transactions as of
Jul 25, 2022
Transactions value $
$143,638
Form type
4
Date filed
7/25/2022, 01:59 PM
Previous filing
May 18, 2022
Next filing
Jul 28, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WMPN Common Stock Purchase $144K +12.5K +121.07% $11.49 22.8K Jul 25, 2022 Direct F1
holding WMPN Common Stock 24.3K Jul 25, 2022 By 401(k)
holding WMPN Common Stock 5.57K Jul 25, 2022 By ESOP
holding WMPN Common Stock 35.3K Jul 25, 2022 By IRA
holding WMPN Common Stock 126K Jul 25, 2022 By Stock Award F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding WMPN Stock Option (right to buy) 316K Jul 25, 2022 Common Stock 316K $11.61 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.48 to $11.50, inclusive. The reporting person undertakes to provide to William Penn Bancorporation, any security holder of William Penn Bancorporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the ranges set forth in this footnote.
F2 Stock Awards granted pursuant to the William Penn Bancorporation 2022 Equity Incentive Plan, vest in five equal annual installments commencing on May 17, 2023.
F3 Stock Options granted pursuant to the William Penn Bancorporation 2022 Equity Incentive Plan, vest in five equal annual installments commencing on May 17, 2023.