Michael A. Mussallem - 29 Apr 2022 Form 4 Insider Report for Edwards Lifesciences Corp (EW)

Signature
Linda J. Park, Attorney-in-Fact
Issuer symbol
EW
Transactions as of
29 Apr 2022
Net transactions value
-$2,528,561
Form type
4
Filing time
29 Apr 2022, 19:54:14 UTC
Previous filing
22 Mar 2022
Next filing
05 May 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EW Common Stock Options Exercise $980,288 +45,050 +57% $21.76 124,322 29 Apr 2022 Direct F1
transaction EW Common Stock Sale $213,457 -1,946 -1.6% $109.69 122,376 29 Apr 2022 Direct F1, F2
transaction EW Common Stock Sale $243,213 -2,276 -1.9% $106.86 120,100 29 Apr 2022 Direct F1, F3
transaction EW Common Stock Sale $859,958 -7,967 -6.6% $107.94 112,133 29 Apr 2022 Direct F1, F4
transaction EW Common Stock Sale $945,307 -8,934 -8% $105.81 103,199 29 Apr 2022 Direct F1, F5
transaction EW Common Stock Sale $1,246,914 -11,427 -11% $109.12 91,772 29 Apr 2022 Direct F1, F6
transaction EW Common Stock Gift $0 -12,500 -14% $0.000000 79,272 29 Apr 2022 Direct
transaction EW Common Stock Gift $0 +12,500 +0.37% $0.000000 3,394,017 29 Apr 2022 By Living Trust
holding EW Common Stock 371,711 29 Apr 2022 401(k) F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EW Employee Stock Option (Right to Acquire) Options Exercise $0 -45,050 -50% $0.000000 45,050 29 Apr 2022 Common Stock 45,050 $21.76 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2021.
F2 This transaction was executed in multiple trades at prices ranging from $109.520 to $109.810. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
F3 This transaction was executed in multiple trades at prices ranging from $106.395 to $107.300. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
F4 This transaction was executed in multiple trades at prices ranging from $107.410 to $108.395. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
F5 This transaction was executed in multiple trades at prices ranging from $105.390 to $106.380. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
F6 This transaction was executed in multiple trades at prices ranging from $108.500 to $109.500. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
F7 Reflects shares represented on the most recent statement of the Issuer's 401(k) Plan Administrator.

Remarks:

This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person.