Michael A. Mussallem - Mar 22, 2022 Form 4 Insider Report for Edwards Lifesciences Corp (EW)

Role
Chairman & CEO, Director
Signature
Linda J. Park, Attorney-in-Fact
Stock symbol
EW
Transactions as of
Mar 22, 2022
Transactions value $
-$2,677,033
Form type
4
Date filed
3/22/2022, 08:09 PM
Previous filing
Feb 15, 2022
Next filing
Apr 29, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EW Common Stock Options Exercise $980K +45.1K +56.83% $21.76 124K Mar 22, 2022 Direct F1
transaction EW Common Stock Sale -$253K -2.3K -1.85% $109.79 122K Mar 22, 2022 Direct F1, F2
transaction EW Common Stock Sale -$333K -3K -2.46% $110.86 119K Mar 22, 2022 Direct F1, F3
transaction EW Common Stock Sale -$482K -4.3K -3.61% $112.06 115K Mar 22, 2022 Direct F1, F4
transaction EW Common Stock Gift $0 -12.5K -10.9% $0.00 102K Mar 22, 2022 Direct
transaction EW Common Stock Sale -$2.59M -22.9K -22.45% $112.87 79.3K Mar 22, 2022 Direct F1, F5
transaction EW Common Stock Gift $0 +12.5K +0.37% $0.00 3.38M Mar 22, 2022 By Living Trust
holding EW Common Stock 372K Mar 22, 2022 401(k) F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EW Employee Stock Option (Right to Acquire) Options Exercise $0 -45.1K -33.33% $0.00 90.1K Mar 22, 2022 Common Stock 45.1K $21.76 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2021.
F2 This transaction was executed in multiple trades at prices ranging from $109.38 to $110.35. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
F3 This transaction was executed in multiple trades at prices ranging from $110.44 to $111.42. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
F4 This transaction was executed in multiple trades at prices ranging from $111.49 to $112.47. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
F5 This transaction was executed in multiple trades at prices ranging from $112.50 to $113.41. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
F6 Reflects shares represented on the most recent statement of the Issuer's 401(k) Plan Administrator.

Remarks:

This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person.