Tracy A. Embree - Mar 31, 2022 Form 4 Insider Report for CUMMINS INC (CMI)

Role
President - Distribution
Signature
/s/ Sharon Barner, Attorney-in-Fact
Stock symbol
CMI
Transactions as of
Mar 31, 2022
Transactions value $
-$129,551
Form type
4
Date filed
4/4/2022, 09:53 AM
Previous filing
Mar 1, 2022
Next filing
May 6, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMI Common Options Exercise $177K +1.47K +7.4% $120.28 21.3K Mar 31, 2022 Direct F1
transaction CMI Common Sale -$306K -1.47K -6.89% $208.41 19.9K Mar 31, 2022 Direct F1
holding CMI Common 46 Mar 31, 2022 By 401(k) Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CMI Stock Option (Right-to-Buy) Options Exercise $0 -1.47K -100% $0.00* 0 Mar 31, 2022 Common 1.47K $120.28 Direct F1
holding CMI Stock Option (Right-to-Buy) 19.4K Mar 31, 2022 Common 19.4K $109.09 Direct
holding CMI Stock Option (Right-to-Buy) 1.91K Mar 31, 2022 Common 1.91K $111.84 Direct
holding CMI Stock Option (Right-to-Buy) 6.7K Mar 31, 2022 Common 6.7K $136.82 Direct
holding CMI Stock Option (Right-to-Buy) 13.3K Mar 31, 2022 Common 13.3K $142.12 Direct
holding CMI Stock Option (Right-to-Buy) 1.42K Mar 31, 2022 Common 1.42K $149.34 Direct
holding CMI Stock Option (Right-to-Buy) 13.8K Mar 31, 2022 Common 13.8K $149.72 Direct
holding CMI Stock Option (Right-to-Buy) 9.56K Mar 31, 2022 Common 9.56K $160.10 Direct
holding CMI Stock Option (Right-to-Buy) 13.6K Mar 31, 2022 Common 13.6K $163.43 Direct
holding CMI Stock Option (Right-to-Buy) 1.85K Mar 31, 2022 Common 1.85K $166.18 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 19, 2021.
F2 The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.