Tracy A. Embree - 01 Mar 2022 Form 4 Insider Report for CUMMINS INC (CMI)

Role
President - Distribution
Signature
/s/ Sharon Barner, Attorney-in-Fact
Issuer symbol
CMI
Transactions as of
01 Mar 2022
Net transactions value
$0
Form type
4
Filing time
01 Mar 2022, 13:36:12 UTC
Previous filing
04 Nov 2021
Next filing
04 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMI Common Award $0 +2,202 +14% $0.000000 17,716 01 Mar 2022 Direct
holding CMI Common 46 01 Mar 2022 By 401(k) Plan F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CMI Stock Option (Right-to-Buy) 19,410 01 Mar 2022 Common 19,410 $109.09 Direct
holding CMI Stock Option (Right-to-Buy) 1,910 01 Mar 2022 Common 1,910 $111.84 Direct
holding CMI Stock Option (Right-to-Buy) 1,470 01 Mar 2022 Common 1,470 $120.28 Direct
holding CMI Stock Option (Right-to-Buy) 6,700 01 Mar 2022 Common 6,700 $136.82 Direct
holding CMI Stock Option (Right-to-Buy) 13,320 01 Mar 2022 Common 13,320 $142.12 Direct
holding CMI Stock Option (Right-to-Buy) 1,420 01 Mar 2022 Common 1,420 $149.34 Direct
holding CMI Stock Option (Right-to-Buy) 13,760 01 Mar 2022 Common 13,760 $149.72 Direct
holding CMI Stock Option (Right-to-Buy) 9,560 01 Mar 2022 Common 9,560 $160.10 Direct
holding CMI Stock Option (Right-to-Buy) 13,570 01 Mar 2022 Common 13,570 $163.43 Direct
holding CMI Stock Option (Right-to-Buy) 1,850 01 Mar 2022 Common 1,850 $166.18 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.