Melina M. Kennedy - 01 Mar 2022 Form 4 Insider Report for CUMMINS INC (CMI)

Role
VP-Product Compl.-Reg. Affairs
Signature
/s/ Sharon Barner, Attorney-in-Fact
Issuer symbol
CMI
Transactions as of
01 Mar 2022
Net transactions value
-$25,489
Form type
4
Filing time
03 Mar 2022, 15:17:02 UTC
Previous filing
14 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMI Common Award $0 +198 +16% $0.000000 1,431 01 Mar 2022 Direct
transaction CMI Common Award $0 +171 +12% $0.000000 1,602 01 Mar 2022 Direct
transaction CMI Common Tax liability $11,764 -60 -3.7% $196.07 1,542 01 Mar 2022 Direct F1
transaction CMI Common Tax liability $13,725 -70 -4.5% $196.07 1,472 01 Mar 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CMI Stock Option (Right-to-Buy) 780 01 Mar 2022 Common 780 $109.09 Direct
holding CMI Stock Option (Right-to-Buy) 145 01 Mar 2022 Common 145 $111.84 Direct
holding CMI Stock Option (Right-to-Buy) 50 01 Mar 2022 Common 50 $131.07 Direct
holding CMI Stock Option (Right-to-Buy) 100 01 Mar 2022 Common 100 $134.40 Direct
holding CMI Stock Option (Right-to-Buy) 50 01 Mar 2022 Common 50 $135.66 Direct
holding CMI Stock Option (Right-to-Buy) 360 01 Mar 2022 Common 360 $136.82 Direct
holding CMI Stock Option (Right-to-Buy) 100 01 Mar 2022 Common 100 $139.39 Direct
holding CMI Stock Option (Right-to-Buy) 1,870 01 Mar 2022 Common 1,870 $142.12 Direct
holding CMI Stock Option (Right-to-Buy) 210 01 Mar 2022 Common 210 $149.34 Direct
holding CMI Stock Option (Right-to-Buy) 2,500 01 Mar 2022 Common 2,500 $149.72 Direct
holding CMI Stock Option (Right-to-Buy) 50 01 Mar 2022 Common 50 $152.06 Direct
holding CMI Stock Option (Right-to-Buy) 610 01 Mar 2022 Common 610 $160.10 Direct
holding CMI Stock Option (Right-to-Buy) 50 01 Mar 2022 Common 50 $160.16 Direct
holding CMI Stock Option (Right-to-Buy) 860 01 Mar 2022 Common 860 $163.43 Direct
holding CMI Stock Option (Right-to-Buy) 990 01 Mar 2022 Common 990 $166.18 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld to satisfy tax liabilities relating to earned performance shares.