Melina M. Kennedy - Feb 11, 2022 Form 4 Insider Report for CUMMINS INC (CMI)

Role
VP-Product Compl.-Reg. Affairs
Signature
/s/ Sharon Barner, Attorney-in-Fact
Stock symbol
CMI
Transactions as of
Feb 11, 2022
Transactions value $
-$6,457
Form type
4
Date filed
2/14/2022, 11:13 AM
Next filing
Mar 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMI Common Options Exercise $5.15K +50 +4.24% $102.97 1.23K Feb 11, 2022 Direct
transaction CMI Common Options Exercise $5.05K +50 +4.07% $101.01 1.28K Feb 11, 2022 Direct
transaction CMI Common Options Exercise $4.86K +50 +3.91% $97.20 1.33K Feb 11, 2022 Direct
transaction CMI Common Sale -$21.5K -97 -7.29% $221.81 1.23K Feb 11, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CMI Stock Option (Right-to-Buy) Options Exercise $0 -50 -100% $0.00* 0 Feb 11, 2022 Common 50 $102.97 Direct
transaction CMI Stock Option (Right-to-Buy) Options Exercise $0 -50 -100% $0.00* 0 Feb 11, 2022 Common 50 $97.20 Direct
transaction CMI Stock Option (Right-to-Buy) Options Exercise $0 -50 -100% $0.00* 0 Feb 11, 2022 Common 50 $101.01 Direct
holding CMI Stock Option (Right-to-Buy) 780 Feb 11, 2022 Common 780 $109.09 Direct
holding CMI Stock Option (Right-to-Buy) 145 Feb 11, 2022 Common 145 $111.84 Direct
holding CMI Stock Option (Right-to-Buy) 50 Feb 11, 2022 Common 50 $131.07 Direct
holding CMI Stock Option (Right-to-Buy) 100 Feb 11, 2022 Common 100 $134.40 Direct
holding CMI Stock Option (Right-to-Buy) 50 Feb 11, 2022 Common 50 $135.66 Direct
holding CMI Stock Option (Right-to-Buy) 360 Feb 11, 2022 Common 360 $136.82 Direct
holding CMI Stock Option (Right-to-Buy) 100 Feb 11, 2022 Common 100 $139.39 Direct
holding CMI Stock Option (Right-to-Buy) 1.87K Feb 11, 2022 Common 1.87K $142.12 Direct
holding CMI Stock Option (Right-to-Buy) 210 Feb 11, 2022 Common 210 $149.34 Direct
holding CMI Stock Option (Right-to-Buy) 2.5K Feb 11, 2022 Common 2.5K $149.72 Direct
holding CMI Stock Option (Right-to-Buy) 50 Feb 11, 2022 Common 50 $152.06 Direct
holding CMI Stock Option (Right-to-Buy) 610 Feb 11, 2022 Common 610 $160.10 Direct
holding CMI Stock Option (Right-to-Buy) 50 Feb 11, 2022 Common 50 $160.16 Direct
holding CMI Stock Option (Right-to-Buy) 860 Feb 11, 2022 Common 860 $163.43 Direct
holding CMI Stock Option (Right-to-Buy) 990 Feb 11, 2022 Common 990 $166.18 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 0.649 shares acquired under the Cummins Inc. Dividend Reinvestment Plan since the most recently filed Form 4.