Norman Thomas Linebarger - Mar 1, 2022 Form 4 Insider Report for CUMMINS INC (CMI)

Role: Chairman & CEO, Director
Signature: /s/ Sharon Barner, Attorney-in-Fact
Stock symbol: CMI
Transactions as of: Mar 1, 2022
Transactions value $: -$1,555,619
Form type: 4
Date filed: 3/3/2022, 03:15 PM
Previous filing: Jan 6, 2022
Next filing: Apr 4, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CMI	Common	Award	$0	+19.5K	+17.57%	$0.00	131K	Mar 1, 2022	Direct
transaction	CMI	Common	Tax liability	-$1.56M	-7.93K	-6.08%	$196.07	123K	Mar 1, 2022	Direct	F1
holding	CMI	Common						8.69K	Mar 1, 2022	By 401(k) Plan	F2
holding	CMI	Common						16.8K	Mar 1, 2022	By Child #1
holding	CMI	Common						16.8K	Mar 1, 2022	By Child #2
holding	CMI	Common						240	Mar 1, 2022	By Spouse
holding	CMI	Common						24.9K	Mar 1, 2022	GRAT #4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	CMI	Stock Option (Right-to-Buy)						132K	Mar 1, 2022	Common	132K	$109.09	Direct
holding	CMI	Stock Option (Right-to-Buy)						60.1K	Mar 1, 2022	Common	60.1K	$111.84	Direct
holding	CMI	Stock Option (Right-to-Buy)						37.5K	Mar 1, 2022	Common	37.5K	$120.28	Direct
holding	CMI	Stock Option (Right-to-Buy)						60.8K	Mar 1, 2022	Common	60.8K	$136.82	Direct
holding	CMI	Stock Option (Right-to-Buy)						95.9K	Mar 1, 2022	Common	95.9K	$142.12	Direct
holding	CMI	Stock Option (Right-to-Buy)						44.9K	Mar 1, 2022	Common	44.9K	$149.34	Direct
holding	CMI	Stock Option (Right-to-Buy)						85.1K	Mar 1, 2022	Common	85.1K	$149.72	Direct
holding	CMI	Stock Option (Right-to-Buy)						61.7K	Mar 1, 2022	Common	61.7K	$160.10	Direct
holding	CMI	Stock Option (Right-to-Buy)						98.7K	Mar 1, 2022	Common	98.7K	$163.43	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Shares withheld to satisfy tax liabilities relating to earned performance shares.
F2	The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.