Norman Thomas Linebarger - 31 Dec 2021 Form 5 Insider Report for CUMMINS INC (CMI)

Role: Chairman & CEO, Director
Signature: /s/ Sharon Barner, Attorney-in-Fact
Issuer symbol: CMI
Transactions as of: 31 Dec 2021
Net transactions value: $0
Form type: 5
Filing time: 06 Jan 2022, 13:57:35 UTC
Previous filing: 25 May 2021
Next filing: 03 Mar 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CMI	Common	Gift	$0	+9,637	+9.5%	$0.000000	111,029	19 May 2021	Direct	F1
transaction	CMI	Common	Gift	$0	-9,637	-28%	$0.000000	24,935	19 May 2021	GRAT #4	F1
holding	CMI	Common						8,687	31 Dec 2021	By 401(k) Plan	F2
holding	CMI	Common						16,832	31 Dec 2021	By Child #1
holding	CMI	Common						16,832	31 Dec 2021	By Child #2
holding	CMI	Common						240	31 Dec 2021	By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	CMI	Stock Option (Right-to-Buy)						131,920	31 Dec 2021	Common	131,920	$109.09	Direct
holding	CMI	Stock Option (Right-to-Buy)						60,100	31 Dec 2021	Common	60,100	$111.84	Direct
holding	CMI	Stock Option (Right-to-Buy)						37,510	31 Dec 2021	Common	37,510	$120.28	Direct
holding	CMI	Stock Option (Right-to-Buy)						60,780	31 Dec 2021	Common	60,780	$136.82	Direct
holding	CMI	Stock Option (Right-to-Buy)						95,920	31 Dec 2021	Common	95,920	$142.12	Direct
holding	CMI	Stock Option (Right-to-Buy)						44,890	31 Dec 2021	Common	44,890	$149.34	Direct
holding	CMI	Stock Option (Right-to-Buy)						85,050	31 Dec 2021	Common	85,050	$149.72	Direct
holding	CMI	Stock Option (Right-to-Buy)						61,700	31 Dec 2021	Common	61,700	$160.10	Direct
holding	CMI	Stock Option (Right-to-Buy)						98,670	31 Dec 2021	Common	98,670	$163.43	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Return of shares from the Grantor Retained Annuity Trust #4.
F2	The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.