Norman Thomas Linebarger - Dec 31, 2021 Form 5 Insider Report for CUMMINS INC (CMI)

Role: Chairman & CEO, Director
Signature: /s/ Sharon Barner, Attorney-in-Fact
Stock symbol: CMI
Transactions as of: Dec 31, 2021
Transactions value $: $0
Form type: 5
Date filed: 1/6/2022, 01:57 PM
Previous filing: May 25, 2021
Next filing: Mar 3, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CMI	Common	Gift	$0	+9.64K	+9.5%	$0.00	111K	May 19, 2021	Direct	F1
transaction	CMI	Common	Gift	$0	-9.64K	-27.88%	$0.00	24.9K	May 19, 2021	GRAT #4	F1
holding	CMI	Common						8.69K	Dec 31, 2021	By 401(k) Plan	F2
holding	CMI	Common						16.8K	Dec 31, 2021	By Child #1
holding	CMI	Common						16.8K	Dec 31, 2021	By Child #2
holding	CMI	Common						240	Dec 31, 2021	By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	CMI	Stock Option (Right-to-Buy)						132K	Dec 31, 2021	Common	132K	$109.09	Direct
holding	CMI	Stock Option (Right-to-Buy)						60.1K	Dec 31, 2021	Common	60.1K	$111.84	Direct
holding	CMI	Stock Option (Right-to-Buy)						37.5K	Dec 31, 2021	Common	37.5K	$120.28	Direct
holding	CMI	Stock Option (Right-to-Buy)						60.8K	Dec 31, 2021	Common	60.8K	$136.82	Direct
holding	CMI	Stock Option (Right-to-Buy)						95.9K	Dec 31, 2021	Common	95.9K	$142.12	Direct
holding	CMI	Stock Option (Right-to-Buy)						44.9K	Dec 31, 2021	Common	44.9K	$149.34	Direct
holding	CMI	Stock Option (Right-to-Buy)						85.1K	Dec 31, 2021	Common	85.1K	$149.72	Direct
holding	CMI	Stock Option (Right-to-Buy)						61.7K	Dec 31, 2021	Common	61.7K	$160.10	Direct
holding	CMI	Stock Option (Right-to-Buy)						98.7K	Dec 31, 2021	Common	98.7K	$163.43	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Return of shares from the Grantor Retained Annuity Trust #4.
F2	The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.