Jill E. Cook - Mar 1, 2022 Form 4 Insider Report for CUMMINS INC (CMI)

Role
Chief Human Resources Officer
Signature
/s/ Sharon Barner, Attorney-in-Fact
Stock symbol
CMI
Transactions as of
Mar 1, 2022
Transactions value $
-$126,465
Form type
4
Date filed
3/3/2022, 03:14 PM
Previous filing
Feb 24, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMI Common Award $0 +2.2K +11.11% $0.00 22K Mar 1, 2022 Direct
transaction CMI Common Tax liability -$126K -645 -2.94% $196.07 21.3K Mar 1, 2022 Direct F1
holding CMI Common 2.58K Mar 1, 2022 By 401(k) Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CMI Stock Option (Right-to-Buy) 16.5K Mar 1, 2022 Common 16.5K $109.09 Direct
holding CMI Stock Option (Right-to-Buy) 6.44K Mar 1, 2022 Common 6.44K $111.84 Direct
holding CMI Stock Option (Right-to-Buy) 6.48K Mar 1, 2022 Common 6.48K $136.82 Direct
holding CMI Stock Option (Right-to-Buy) 9.59K Mar 1, 2022 Common 9.59K $142.12 Direct
holding CMI Stock Option (Right-to-Buy) 4.81K Mar 1, 2022 Common 4.81K $149.34 Direct
holding CMI Stock Option (Right-to-Buy) 10.6K Mar 1, 2022 Common 10.6K $149.72 Direct
holding CMI Stock Option (Right-to-Buy) 7.39K Mar 1, 2022 Common 7.39K $160.10 Direct
holding CMI Stock Option (Right-to-Buy) 11.1K Mar 1, 2022 Common 11.1K $163.43 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld to satisfy tax liabilities relating to earned performance shares.
F2 The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.