Jill E. Cook - Feb 23, 2022 Form 4 Insider Report for CUMMINS INC (CMI)

Role
Chief Human Resources Officer
Signature
/s/ Sharon Barner, Attorney-in-Fact
Stock symbol
CMI
Transactions as of
Feb 23, 2022
Transactions value $
-$115,707
Form type
4
Date filed
2/24/2022, 03:09 PM
Next filing
Mar 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMI Common Options Exercise $530K +4.41K +23.85% $120.28 22.9K Feb 23, 2022 Direct
transaction CMI Common Sale -$646K -3.14K -13.69% $206.04 19.8K Feb 23, 2022 Direct
holding CMI Common 2.58K Feb 23, 2022 By 401(k) Plan F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CMI Stock Option (Right-to-Buy) Options Exercise $0 -4.41K -100% $0.00* 0 Feb 23, 2022 Common 4.41K $120.28 Direct
holding CMI Stock Option (Right-to-Buy) 16.5K Feb 23, 2022 Common 16.5K $109.09 Direct
holding CMI Stock Option (Right-to-Buy) 6.44K Feb 23, 2022 Common 6.44K $111.84 Direct
holding CMI Stock Option (Right-to-Buy) 6.48K Feb 23, 2022 Common 6.48K $136.82 Direct
holding CMI Stock Option (Right-to-Buy) 9.59K Feb 23, 2022 Common 9.59K $142.12 Direct
holding CMI Stock Option (Right-to-Buy) 4.81K Feb 23, 2022 Common 4.81K $149.34 Direct
holding CMI Stock Option (Right-to-Buy) 10.6K Feb 23, 2022 Common 10.6K $149.72 Direct
holding CMI Stock Option (Right-to-Buy) 7.39K Feb 23, 2022 Common 7.39K $160.10 Direct
holding CMI Stock Option (Right-to-Buy) 11.1K Feb 23, 2022 Common 11.1K $163.43 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.