Jill E. Cook - 23 Feb 2022 Form 4 Insider Report for CUMMINS INC (CMI)

Role
Chief Human Resources Officer
Signature
/s/ Sharon Barner, Attorney-in-Fact
Issuer symbol
CMI
Transactions as of
23 Feb 2022
Net transactions value
-$115,707
Form type
4
Filing time
24 Feb 2022, 15:09:51 UTC
Next filing
03 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMI Common Options Exercise $530,435 +4,410 +24% $120.28 22,899 23 Feb 2022 Direct
transaction CMI Common Sale $646,142 -3,136 -14% $206.04 19,763 23 Feb 2022 Direct
holding CMI Common 2,582 23 Feb 2022 By 401(k) Plan F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CMI Stock Option (Right-to-Buy) Options Exercise $0 -4,410 -100% $0.000000* 0 23 Feb 2022 Common 4,410 $120.28 Direct
holding CMI Stock Option (Right-to-Buy) 16,490 23 Feb 2022 Common 16,490 $109.09 Direct
holding CMI Stock Option (Right-to-Buy) 6,440 23 Feb 2022 Common 6,440 $111.84 Direct
holding CMI Stock Option (Right-to-Buy) 6,480 23 Feb 2022 Common 6,480 $136.82 Direct
holding CMI Stock Option (Right-to-Buy) 9,590 23 Feb 2022 Common 9,590 $142.12 Direct
holding CMI Stock Option (Right-to-Buy) 4,810 23 Feb 2022 Common 4,810 $149.34 Direct
holding CMI Stock Option (Right-to-Buy) 10,630 23 Feb 2022 Common 10,630 $149.72 Direct
holding CMI Stock Option (Right-to-Buy) 7,390 23 Feb 2022 Common 7,390 $160.10 Direct
holding CMI Stock Option (Right-to-Buy) 11,100 23 Feb 2022 Common 11,100 $163.43 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.