Tracy A. Embree - Mar 1, 2022 Form 4 Insider Report for CUMMINS INC (CMI)

Role
President - Distribution
Signature
/s/ Sharon Barner, Attorney-in-Fact
Stock symbol
CMI
Transactions as of
Mar 1, 2022
Transactions value $
-$178,620
Form type
4
Date filed
3/3/2022, 03:15 PM
Previous filing
Nov 4, 2021
Next filing
Apr 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMI Common Award $0 +2.68K +17.29% $0.00 18.2K Mar 1, 2022 Direct F1
transaction CMI Common Award $0 +369 +1.81% $0.00 20.8K Mar 1, 2022 Direct
transaction CMI Common Tax liability -$21.4K -109 -0.52% $196.07 20.7K Mar 1, 2022 Direct F2
transaction CMI Common Tax liability -$157K -802 -3.88% $196.07 19.9K Mar 1, 2022 Direct F2
holding CMI Common 45.6 Mar 1, 2022 By 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CMI Stock Option (Right-to-Buy) 19.4K Mar 1, 2022 Common 19.4K $109.09 Direct
holding CMI Stock Option (Right-to-Buy) 1.91K Mar 1, 2022 Common 1.91K $111.84 Direct
holding CMI Stock Option (Right-to-Buy) 1.47K Mar 1, 2022 Common 1.47K $120.28 Direct
holding CMI Stock Option (Right-to-Buy) 6.7K Mar 1, 2022 Common 6.7K $136.82 Direct
holding CMI Stock Option (Right-to-Buy) 13.3K Mar 1, 2022 Common 13.3K $142.12 Direct
holding CMI Stock Option (Right-to-Buy) 1.42K Mar 1, 2022 Common 1.42K $149.34 Direct
holding CMI Stock Option (Right-to-Buy) 13.8K Mar 1, 2022 Common 13.8K $149.72 Direct
holding CMI Stock Option (Right-to-Buy) 9.56K Mar 1, 2022 Common 9.56K $160.10 Direct
holding CMI Stock Option (Right-to-Buy) 13.6K Mar 1, 2022 Common 13.6K $163.43 Direct
holding CMI Stock Option (Right-to-Buy) 1.85K Mar 1, 2022 Common 1.85K $166.18 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Due to a technical software issue, this amount should be correctly reflected as 20,398 shares and the balance of the security as reflected in the last line of this report is accurate.
F2 Shares withheld to satisfy tax liabilities relating to earned performance shares.