Tracy A. Embree - 01 Mar 2022 Form 4 Insider Report for CUMMINS INC (CMI)

Role: President - Distribution
Signature: /s/ Sharon Barner, Attorney-in-Fact
Issuer symbol: CMI
Transactions as of: 01 Mar 2022
Net transactions value: -$178,620
Form type: 4
Filing time: 03 Mar 2022, 15:15:11 UTC
Previous filing: 04 Nov 2021
Next filing: 04 Apr 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CMI	Common	Award	$0	+2,682	+17%	$0.000000	18,196	01 Mar 2022	Direct	F1
transaction	CMI	Common	Award	$0	+369	+1.8%	$0.000000	20,767	01 Mar 2022	Direct
transaction	CMI	Common	Tax liability	$21,372	-109	-0.52%	$196.07	20,658	01 Mar 2022	Direct	F2
transaction	CMI	Common	Tax liability	$157,248	-802	-3.9%	$196.07	19,856	01 Mar 2022	Direct	F2
holding	CMI	Common						46	01 Mar 2022	By 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	CMI	Stock Option (Right-to-Buy)						19,410	01 Mar 2022	Common	19,410	$109.09	Direct
holding	CMI	Stock Option (Right-to-Buy)						1,910	01 Mar 2022	Common	1,910	$111.84	Direct
holding	CMI	Stock Option (Right-to-Buy)						1,470	01 Mar 2022	Common	1,470	$120.28	Direct
holding	CMI	Stock Option (Right-to-Buy)						6,700	01 Mar 2022	Common	6,700	$136.82	Direct
holding	CMI	Stock Option (Right-to-Buy)						13,320	01 Mar 2022	Common	13,320	$142.12	Direct
holding	CMI	Stock Option (Right-to-Buy)						1,420	01 Mar 2022	Common	1,420	$149.34	Direct
holding	CMI	Stock Option (Right-to-Buy)						13,760	01 Mar 2022	Common	13,760	$149.72	Direct
holding	CMI	Stock Option (Right-to-Buy)						9,560	01 Mar 2022	Common	9,560	$160.10	Direct
holding	CMI	Stock Option (Right-to-Buy)						13,570	01 Mar 2022	Common	13,570	$163.43	Direct
holding	CMI	Stock Option (Right-to-Buy)						1,850	01 Mar 2022	Common	1,850	$166.18	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Due to a technical software issue, this amount should be correctly reflected as 20,398 shares and the balance of the security as reflected in the last line of this report is accurate.
F2	Shares withheld to satisfy tax liabilities relating to earned performance shares.