Tracy A. Embree - 01 Mar 2022 Form 4 Insider Report for CUMMINS INC (CMI)

Role
President - Distribution
Signature
/s/ Sharon Barner, Attorney-in-Fact
Issuer symbol
CMI
Transactions as of
01 Mar 2022
Transactions value $
-$178,620
Form type
4
Filing time
03 Mar 2022, 15:15:11 UTC
Previous filing
04 Nov 2021
Next filing
04 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMI Common Award $0 +2.68K +17.29% $0.00 18.2K 01 Mar 2022 Direct F1
transaction CMI Common Award $0 +369 +1.81% $0.00 20.8K 01 Mar 2022 Direct
transaction CMI Common Tax liability -$21.4K -109 -0.52% $196.07 20.7K 01 Mar 2022 Direct F2
transaction CMI Common Tax liability -$157K -802 -3.88% $196.07 19.9K 01 Mar 2022 Direct F2
holding CMI Common 45.6 01 Mar 2022 By 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CMI Stock Option (Right-to-Buy) 19.4K 01 Mar 2022 Common 19.4K $109.09 Direct
holding CMI Stock Option (Right-to-Buy) 1.91K 01 Mar 2022 Common 1.91K $111.84 Direct
holding CMI Stock Option (Right-to-Buy) 1.47K 01 Mar 2022 Common 1.47K $120.28 Direct
holding CMI Stock Option (Right-to-Buy) 6.7K 01 Mar 2022 Common 6.7K $136.82 Direct
holding CMI Stock Option (Right-to-Buy) 13.3K 01 Mar 2022 Common 13.3K $142.12 Direct
holding CMI Stock Option (Right-to-Buy) 1.42K 01 Mar 2022 Common 1.42K $149.34 Direct
holding CMI Stock Option (Right-to-Buy) 13.8K 01 Mar 2022 Common 13.8K $149.72 Direct
holding CMI Stock Option (Right-to-Buy) 9.56K 01 Mar 2022 Common 9.56K $160.10 Direct
holding CMI Stock Option (Right-to-Buy) 13.6K 01 Mar 2022 Common 13.6K $163.43 Direct
holding CMI Stock Option (Right-to-Buy) 1.85K 01 Mar 2022 Common 1.85K $166.18 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Due to a technical software issue, this amount should be correctly reflected as 20,398 shares and the balance of the security as reflected in the last line of this report is accurate.
F2 Shares withheld to satisfy tax liabilities relating to earned performance shares.