Thomas R. Cangemi - Feb 26, 2022 Form 4 Insider Report for NEW YORK COMMUNITY BANCORP INC (NYCB)

Role
Chairman, President & CEO, Director
Signature
/s/ Salvatore J. DiMartino, Power of Attorney
Stock symbol
NYCB
Transactions as of
Feb 26, 2022
Transactions value $
-$74,047
Form type
4
Date filed
2/28/2022, 06:14 PM
Previous filing
Jan 13, 2022
Next filing
Mar 18, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NYCB Common Stock Tax liability -$74K -6.41K -0.64% $11.55 1M Feb 26, 2022 Direct F1
holding NYCB Common Stock 133K Feb 26, 2022 By 401(k) F2
holding NYCB Common Stock 58.4K Feb 26, 2022 By IRA
holding NYCB Common Stock 1.94K Feb 26, 2022 By Spouse
holding NYCB Common Stock 15.3K Feb 26, 2022 By Stock Award XI F3
holding NYCB Common Stock 16K Feb 26, 2022 By Stock Award XII F4
holding NYCB Common Stock 6.2K Feb 26, 2022 By Stock Award XIII F5
holding NYCB Common Stock 12.8K Feb 26, 2022 By Stock Award XIV F6
holding NYCB Common Stock 233K Feb 26, 2022 By Stock Award XV F7
holding NYCB Common Stock 25.1K Feb 26, 2022 By Stock Award XVI F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.
F2 The New York Community Bancorp, Inc. Employee Stock Ownership Plan (the "ESOP") was merged with and into the New York Community Bancorp, Inc. Employee Savings Plan, (the "401(k) Plan") and all assets of the ESOP were transferred to the 401(k) Plan. This transaction is exempt pursuant to Rule 16a-13.
F3 The remaining 15,312 shares, granted under Stock Award XI on March 29, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 29, 2022.
F4 The remaining 16,012 shares, granted under Stock Award XII on March 26, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on March 26, 2022.
F5 The remaining 6,202 shares, granted under Stock Award XIII on April 29, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on April 29, 2022.
F6 The remaining 12,786 shares, granted under Stock Award XIV on March 17, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on March 17, 2022.
F7 The remaining 232,784 shares granted under Stock Award XV on January 12, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest in four equal annual installments commencing on January 12, 2023.
F8 The remaining 25,116 shares, granted under Stock Award XVI on February 26, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest in two equal annual installments commencing on February 26, 2023.