Thomas R. Cangemi - Jan 12, 2022 Form 4 Insider Report for NEW YORK COMMUNITY BANCORP INC (NYCB)

Role
Chairman, President & CEO, Director
Signature
/s/ Salvatore J. DiMartino, Power of Attorney
Stock symbol
NYCB
Transactions as of
Jan 12, 2022
Transactions value $
-$399,728
Form type
4
Date filed
1/13/2022, 12:28 PM
Next filing
Feb 28, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NYCB Common Stock Tax liability -$400K -30.1K -2.93% $13.28 997K Jan 12, 2022 Direct F1
holding NYCB Common Stock 91.8K Jan 12, 2022 By 401(k)
holding NYCB Common Stock 41.4K Jan 12, 2022 By ESOP
holding NYCB Common Stock 58.4K Jan 12, 2022 By IRA
holding NYCB Common Stock 1.94K Jan 12, 2022 By Spouse
holding NYCB Common Stock 15.3K Jan 12, 2022 By Stock Award XI F2
holding NYCB Common Stock 16K Jan 12, 2022 By Stock Award XII F3
holding NYCB Common Stock 6.2K Jan 12, 2022 By Stock Award XIII F4
holding NYCB Common Stock 12.8K Jan 12, 2022 By Stock Award XIV F5
holding NYCB Common Stock 233K Jan 12, 2022 By Stock Award XV F6
holding NYCB Common Stock 37.7K Jan 12, 2022 By Stock Award XVI F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.
F2 The remaining 15,312 shares, granted under Stock Award XI on March 29, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 29, 2022.
F3 The remaining 16,012 shares, granted under Stock Award XII on March 26, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on March 26, 2022.
F4 The remaining 6,202 shares, granted under Stock Award XIII on April 29, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on April 29, 2022.
F5 The remaining 12,786 shares, granted under Stock Award XIV on March 17, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on March 17, 2022.
F6 The remaining 232,784 shares granted under Stock Award XV on January 12, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest in four equal annual installments commencing on January 12, 2023.
F7 37,674 shares granted under Stock Award XVI on February 26, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan. The shares will vest in three equal annual installments commencing on February 26, 2022.