Key facts
- This page summarizes David L. Gitlin's Form 4 filing for CARRIER GLOBAL Corp (CARR).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 08 Feb 2022, 17:32.
David L. Gitlin - 05 Feb 2022 Form 4 Insider Report for CARRIER GLOBAL Corp (CARR)
- Reporting relationship
- Chairman and CEO, Director
- Issuer ticker
- CARR
- Reported as of
- 05 Feb 2022
- Net transaction value
- -$2,140,132
- SEC form
- 4
- Accepted by SEC
- 08 Feb 2022, 17:32:11 UTC
- Prior SEC filing
- 04 Feb 2022
- Next SEC filing
- 29 Jun 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ William Langston as Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
David L. Gitlin filed Form 4 for CARRIER GLOBAL Corp (CARR) on 08 Feb 2022.
Change
- Previous filing in this sequence was filed on 04 Feb 2022.
- Current net transaction value: -$2,140,132.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CARR
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +133,556
- Change %
- +4582%
- Price
- $0.000000
- Shares after
- 136,471
- Date
- 05 Feb 2022
- Ownership
- Direct
- Footnotes
- F1
CARR
transaction
Common Stock
Tax liability
- Transaction value
- $2,140,132
- Shares
- -46,687
- Change %
- -34%
- Price
- $45.84
- Shares after
- 89,784
- Date
- 05 Feb 2022
- Ownership
- Direct
CARR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 176,397
- Date
- 05 Feb 2022
- Ownership
- By Family Trust
- Footnotes
- F2
CARR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 28,000
- Date
- 05 Feb 2022
- Ownership
- By GRAT
CARR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 102,374
- Date
- 05 Feb 2022
- Ownership
- By Spouse's Trust
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CARR
transaction
Derivative
RSU P
Options Exercise
- Transaction value
- $0
- Shares
- -133,556
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 05 Feb 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 133,556
- Exercise price
- Footnotes
- F1, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period.
Footnote F2
In December 2021, the reporting person's spouse's trust contributed these 176,397 shares to a family trust for which the reporting person serves as trustee.
Footnote F3
The reporting person was originally granted Performance Stock Units (PSUs) on February 5, 2019, by United Technologies Corporation (UTC), the former parent company of the issuer. These PSUs were converted to RSUs in connection with the spin-off of the issuer by UTC.