Gregory Hayes - Feb 5, 2022 Form 4 Insider Report for RAYTHEON TECHNOLOGIES CORP (RTX)

Role: Chairman and CEO, Director
Signature: /s/ Dana Ng as Attorney-In-Fact
Stock symbol: RTX
Transactions as of: Feb 5, 2022
Transactions value $: -$4,354,356
Form type: 4
Date filed: 2/8/2022, 04:40 PM
Previous filing: Oct 4, 2021
Next filing: Feb 17, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	RTX	Common Stock	Options Exercise	$0	+114K	+34.69%	$0.00	444K	Feb 5, 2022	Direct	F1
transaction	RTX	Common Stock	Tax liability	-$4.35M	-46.8K	-10.55%	$93.01	397K	Feb 5, 2022	Direct
holding	RTX	Common Stock						1.1K	Feb 5, 2022	By Children's Trust Accounts
holding	RTX	Common Stock						12.1K	Feb 5, 2022	By Savings Plan Trustee
holding	RTX	Common Stock						874	Feb 5, 2022	By Spouse
holding	RTX	Common Stock						2.71K	Feb 5, 2022	By Spouse's Savings Plan Account

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	RTX	Restricted Stock Units	Options Exercise	$0	-114K	-48.91%	$0.00	119K	Feb 5, 2022	Common Stock	114K		Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.
F2	Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from performance share units originally awarded on February 5, 2019 under the legacy United Technologies Long-Term Incentive Plan.