GREGORY HAYES - 05 Feb 2022 Form 4 Insider Report for RAYTHEON TECHNOLOGIES CORP (RTX)

Signature
/s/ Dana Ng as Attorney-In-Fact
Issuer symbol
RTX
Transactions as of
05 Feb 2022
Net transactions value
-$4,354,356
Form type
4
Filing time
08 Feb 2022, 16:40:24 UTC
Previous filing
04 Oct 2021
Next filing
17 Feb 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RTX Common Stock Options Exercise $0 +114,320 +35% $0.000000 443,896 05 Feb 2022 Direct F1
transaction RTX Common Stock Tax liability $4,354,356 -46,816 -11% $93.01 397,080 05 Feb 2022 Direct
holding RTX Common Stock 1,096 05 Feb 2022 By Children's Trust Accounts
holding RTX Common Stock 12,064 05 Feb 2022 By Savings Plan Trustee
holding RTX Common Stock 874 05 Feb 2022 By Spouse
holding RTX Common Stock 2,705 05 Feb 2022 By Spouse's Savings Plan Account

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RTX Restricted Stock Units Options Exercise $0 -114,320 -49% $0.000000 119,396 05 Feb 2022 Common Stock 114,320 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.
F2 Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from performance share units originally awarded on February 5, 2019 under the legacy United Technologies Long-Term Incentive Plan.