GREGORY HAYES - 30 Sep 2021 Form 4 Insider Report for RAYTHEON TECHNOLOGIES CORP (RTX)

Role
Chairman and CEO, Director
Signature
/s/ Dana Ng as Attorney-In-Fact
Issuer symbol
RTX
Transactions as of
30 Sep 2021
Net transactions value
-$282,894
Form type
4
Filing time
04 Oct 2021, 17:26:24 UTC
Next filing
08 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RTX Common Stock Options Exercise $0 +3,291 +1% $0.000000 332,867 30 Sep 2021 Direct F1
transaction RTX Common Stock Tax liability $282,894 -3,291 -0.99% $85.96 329,576 30 Sep 2021 Direct
holding RTX Common Stock 1,096 30 Sep 2021 By Children's Trust Accounts
holding RTX Common Stock 12,009 30 Sep 2021 By Savings Plan Trustee
holding RTX Common Stock 874 30 Sep 2021 By Spouse
holding RTX Common Stock 2,694 30 Sep 2021 By Spouse's Savings Plan Account

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RTX Restricted Stock Units Options Exercise $0 -3,291 -1.4% $0.000000 232,985 30 Sep 2021 Common Stock 3,291 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.
F2 Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs originally awarded on February 4, 2020.