Gregory Hayes - Sep 30, 2021 Form 4 Insider Report for RAYTHEON TECHNOLOGIES CORP (RTX)

Role
Chairman and CEO, Director
Signature
/s/ Dana Ng as Attorney-In-Fact
Stock symbol
RTX
Transactions as of
Sep 30, 2021
Transactions value $
-$282,894
Form type
4
Date filed
10/4/2021, 05:26 PM
Next filing
Feb 8, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RTX Common Stock Options Exercise $0 +3.29K +1% $0.00 333K Sep 30, 2021 Direct F1
transaction RTX Common Stock Tax liability -$283K -3.29K -0.99% $85.96 330K Sep 30, 2021 Direct
holding RTX Common Stock 1.1K Sep 30, 2021 By Children's Trust Accounts
holding RTX Common Stock 12K Sep 30, 2021 By Savings Plan Trustee
holding RTX Common Stock 874 Sep 30, 2021 By Spouse
holding RTX Common Stock 2.69K Sep 30, 2021 By Spouse's Savings Plan Account

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RTX Restricted Stock Units Options Exercise $0 -3.29K -1.39% $0.00 233K Sep 30, 2021 Common Stock 3.29K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.
F2 Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs originally awarded on February 4, 2020.