Keir Devon Gumbs - 15 Dec 2021 Form 4 Insider Report for BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)

Role
CVP and Chief Legal Officer
Signature
Maria Allen, Power of Attorney
Issuer symbol
BR
Transactions as of
15 Dec 2021
Net transactions value
-$691,786
Form type
4
Filing time
17 Dec 2021, 10:22:57 UTC
Previous filing
17 Aug 2021
Next filing
16 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BR Common Stock Options Exercise $0 +8,079 $0.000000 8,079 15 Dec 2021 Direct F1
transaction BR Common Stock Tax liability $691,786 -3,886 -48% $178.02 4,193 15 Dec 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BR Restricted Stock Unit Options Exercise $0 -8,079 -32% $0.000000 17,057 15 Dec 2021 Common Stock 8,079 $0.000000 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represented one share of Broadridge common stock and on December 15, 2021 8,079 Restricted Stock Units vested and converted into an equal number of shares of common stock.