Keir D. Gumbs - Dec 15, 2021 Form 4 Insider Report for BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)

Role
CVP and Chief Legal Officer
Signature
Maria Allen, Power of Attorney
Stock symbol
BR
Transactions as of
Dec 15, 2021
Transactions value $
-$691,786
Form type
4
Date filed
12/17/2021, 10:22 AM
Previous filing
Aug 17, 2021
Next filing
Feb 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BR Common Stock Options Exercise $0 +8.08K $0.00 8.08K Dec 15, 2021 Direct F1
transaction BR Common Stock Tax liability -$692K -3.89K -48.1% $178.02 4.19K Dec 15, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BR Restricted Stock Unit Options Exercise $0 -8.08K -32.14% $0.00 17.1K Dec 15, 2021 Common Stock 8.08K $0.00 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represented one share of Broadridge common stock and on December 15, 2021 8,079 Restricted Stock Units vested and converted into an equal number of shares of common stock.