Keir Devon Gumbs - 16 Aug 2021 Form 4 Insider Report for BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)

Role
CVP and Chief Legal Officer
Signature
Maria Allen, Power of Attorney
Issuer symbol
BR
Transactions as of
16 Aug 2021
Net transactions value
$0
Form type
4
Filing time
17 Aug 2021, 15:41:40 UTC
Previous filing
03 Aug 2021
Next filing
17 Dec 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BR Restricted Stock Unit Award $0 +12,209 $0.000000 12,209 16 Aug 2021 Common Stock 12,209 $0.000000 Direct F1
transaction BR Restricted Stock Unit Award $0 +8,079 +66% $0.000000 20,288 16 Aug 2021 Common Stock 8,079 $0.000000 Direct F2
transaction BR Restricted Stock Unit Award $0 +4,848 +24% $0.000000 25,136 16 Aug 2021 Common Stock 4,848 $0.000000 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on August 16, 2022.
F2 Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on December 15, 2021.
F3 Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on August 16, 2023.