Keir D. Gumbs - Aug 16, 2021 Form 4 Insider Report for BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)

Role
CVP and Chief Legal Officer
Signature
Maria Allen, Power of Attorney
Stock symbol
BR
Transactions as of
Aug 16, 2021
Transactions value $
$0
Form type
4
Date filed
8/17/2021, 03:41 PM
Previous filing
Aug 3, 2021
Next filing
Dec 17, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BR Restricted Stock Unit Award $0 +12.2K $0.00 12.2K Aug 16, 2021 Common Stock 12.2K $0.00 Direct F1
transaction BR Restricted Stock Unit Award $0 +8.08K +66.17% $0.00 20.3K Aug 16, 2021 Common Stock 8.08K $0.00 Direct F2
transaction BR Restricted Stock Unit Award $0 +4.85K +23.9% $0.00 25.1K Aug 16, 2021 Common Stock 4.85K $0.00 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on August 16, 2022.
F2 Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on December 15, 2021.
F3 Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on August 16, 2023.