David L. Gitlin - 01 Dec 2021 Form 4 Insider Report for CARRIER GLOBAL Corp (CARR)

Reporting relationship: Chairman and CEO, Director
Issuer ticker: CARR
Reported as of: 01 Dec 2021
Net transaction value: -$388,225
SEC form: 4
Accepted by SEC: 03 Dec 2021, 15:18:10 UTC
Next SEC filing: 04 Feb 2022
Source filing: View source filing
Reporting owner signature: /s/ William Langston as Attorney-in-Fact

Key filing fact

David L. Gitlin filed Form 4 for CARRIER GLOBAL Corp (CARR) on 03 Dec 2021.

Key facts

This page summarizes David L. Gitlin's Form 4 filing for CARRIER GLOBAL Corp (CARR).
6 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 03 Dec 2021, 15:18.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: -$388,225.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CARR transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +3,739
Change %: +128%
Price: $0.000000
Shares after: 6,654
Date: 01 Dec 2021
Ownership: Direct
Footnotes: F1

CARR transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +3,504
Change %: +53%
Price: $0.000000
Shares after: 10,158
Date: 01 Dec 2021
Ownership: Direct
Footnotes: F1

CARR transaction

Common Stock

Tax liability

Transaction value: $187,814
Shares: -3,504
Change %: -34%
Price: $53.60
Shares after: 6,654
Date: 01 Dec 2021
Ownership: Direct

CARR transaction

Common Stock

Tax liability

Transaction value: $200,410
Shares: -3,739
Change %: -56%
Price: $53.60
Shares after: 2,915
Date: 01 Dec 2021
Ownership: Direct

CARR holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 28,000
Date: 01 Dec 2021
Ownership: By GRAT

CARR holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 278,771
Date: 01 Dec 2021
Ownership: By Spouse's Trust

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CARR transaction Derivative

Restricted Stock Unit RSU

Options Exercise

Transaction value: $0
Shares: -3,739
Change %: -3.7%
Price: $0.000000
Shares after: 96,481
Date: 01 Dec 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 3,739
Exercise price
Footnotes: F1, F2

CARR transaction Derivative

Restricted Stock Unit RSU

Options Exercise

Transaction value: $0
Shares: -3,504
Change %: -3.7%
Price: $0.000000
Shares after: 90,417
Date: 01 Dec 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 3,504
Exercise price: $16.55
Footnotes: F1, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock.

Footnote F2

The reporting person was originally granted RSUs on Feb. 4, 2020, by United Technologies Corporation (UTC), the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy federal tax obligations with respect to the RSUs.

Footnote F3

The reporting person was granted RSUs on May 14, 2020. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy federal tax obligations with respect to the RSUs.