Michael S. Tae - Nov 10, 2021 Form 4 Insider Report for BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)

Role: Corporate VP, CTO, ICS
Signature: Maria Allen, Power of Attorney
Stock symbol: BR
Transactions as of: Nov 10, 2021
Transactions value $: -$2,987,982
Form type: 4
Date filed: 11/10/2021, 04:15 PM
Previous filing: Oct 5, 2021
Next filing: Feb 16, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	BR	Common Stock	Options Exercise	$1.9M	+23.4K	+322.65%	$81.10	30.7K	Nov 10, 2021	Direct
transaction	BR	Common Stock	Options Exercise	$588K	+6.27K	+20.41%	$93.88	37K	Nov 10, 2021	Direct
transaction	BR	Common Stock	Options Exercise	$429K	+4.36K	+11.8%	$98.31	41.3K	Nov 10, 2021	Direct
transaction	BR	Common Stock	Options Exercise	$263K	+2.24K	+5.43%	$117.34	43.6K	Nov 10, 2021	Direct
transaction	BR	Common Stock	Sale	-$369K	-2.07K	-4.74%	$178.53	41.5K	Nov 10, 2021	Direct	F1
transaction	BR	Common Stock	Sale	-$458K	-2.56K	-6.17%	$178.53	38.9K	Nov 10, 2021	Direct	F1
transaction	BR	Common Stock	Sale	-$697K	-3.9K	-10.02%	$178.53	35K	Nov 10, 2021	Direct	F1
transaction	BR	Common Stock	Sale	-$995K	-5.57K	-15.91%	$178.53	29.5K	Nov 10, 2021	Direct	F1
transaction	BR	Common Stock	Sale	-$3.65M	-20.5K	-69.4%	$178.53	9.02K	Nov 10, 2021	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership
transaction	BR	Stock Option (Right to Buy)	Options Exercise	$0	-2.24K	-25%	$0.00	6.73K	Nov 10, 2021	Common Stock	2.24K	$117.34	Direct
transaction	BR	Stock Option (Right to Buy)	Options Exercise	$0	-4.36K	-50%	$0.00	4.36K	Nov 10, 2021	Common Stock	4.36K	$98.31	Direct
transaction	BR	Stock Option (Right to Buy)	Options Exercise	$0	-6.27K	-74.99%	$0.00	2.09K	Nov 10, 2021	Common Stock	6.27K	$93.88	Direct
transaction	BR	Stock Option (Right to Buy)	Options Exercise	$0	-23.4K	-100%	$0.00^*	0	Nov 10, 2021	Common Stock	23.4K	$81.10	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $178.215 - $179.835, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Content

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $178.215 - $179.835, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.