Michael S. Tae - 01 Oct 2021 Form 4 Insider Report for BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)

Role: Corporate VP, CTO, ICS
Signature: Maria Allen, Power of Attorney
Issuer symbol: BR
Transactions as of: 01 Oct 2021
Net transactions value: -$434,806
Form type: 4
Filing time: 05 Oct 2021, 12:40:20 UTC
Previous filing: 13 Aug 2021
Next filing: 10 Nov 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	BR	Common Stock	Options Exercise	$0	+4,928	+99%	$0.000000	9,883	01 Oct 2021	Direct	F1
transaction	BR	Common Stock	Tax liability	$434,806	-2,619	-27%	$166.02	7,264	01 Oct 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	BR	Restricted Stock Unit	Options Exercise	$0	-4,928	-100%	$0.000000^*	0	01 Oct 2021	Common Stock	4,928	$0.000000	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each Restricted Stock Unit represented one share of Broadridge common stock and on October 1, 2021, 4,928 Restricted Stock Units vested and converted into an equal number of shares of common stock.