Michael S. Tae - Oct 1, 2021 Form 4 Insider Report for BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)

Role
Corporate VP, CTO, ICS
Signature
Maria Allen, Power of Attorney
Stock symbol
BR
Transactions as of
Oct 1, 2021
Transactions value $
-$434,806
Form type
4
Date filed
10/5/2021, 12:40 PM
Previous filing
Aug 13, 2021
Next filing
Nov 10, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BR Common Stock Options Exercise $0 +4.93K +99.46% $0.00 9.88K Oct 1, 2021 Direct F1
transaction BR Common Stock Tax liability -$435K -2.62K -26.5% $166.02 7.26K Oct 1, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BR Restricted Stock Unit Options Exercise $0 -4.93K -100% $0.00* 0 Oct 1, 2021 Common Stock 4.93K $0.00 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represented one share of Broadridge common stock and on October 1, 2021, 4,928 Restricted Stock Units vested and converted into an equal number of shares of common stock.