Jonathan R. Bennett - 29 Oct 2021 Form 4 Insider Report for HARTFORD FINANCIAL SERVICES GROUP, INC. (HIG)

Role: EVP
Signature: Anthony J. Salerno, Jr., Attorney-in-Fact
Issuer symbol: HIG
Transactions as of: 29 Oct 2021
Net transactions value: -$646,826
Form type: 4
Filing time: 02 Nov 2021, 16:09:13 UTC
Previous filing: 03 Sep 2021
Next filing: 16 Feb 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HIG	Common Stock	Options Exercise	$897,649	+20,593	+80%	$43.59	46,234	29 Oct 2021	Direct
transaction	HIG	Common Stock	Sale	$1,544,475	-20,593	-45%	$75.00	25,641	29 Oct 2021	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HIG	Stock Option	Options Exercise	$0	-20,593	-100%	$0.000000^*	0	29 Oct 2021	Common Stock	20,593	$43.59	Direct	F2
holding	HIG	Stock Option						20,194	29 Oct 2021	Common Stock	20,194	$48.89	Direct	F3
holding	HIG	Stock Option						25,619	29 Oct 2021	Common Stock	25,619	$49.01	Direct	F4
holding	HIG	Stock Option						25,202	29 Oct 2021	Common Stock	25,202	$51.87	Direct	F5
holding	HIG	Stock Option						18,335	29 Oct 2021	Common Stock	18,335	$53.81	Direct	F6
holding	HIG	Stock Option						24,094	29 Oct 2021	Common Stock	24,094	$55.27	Direct	F7

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Bennett on March 1, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
F2	The options became fully exercisable on March 1, 2019, the third anniversary of the grant date.
F3	The options became fully exercisable on February 28, 2020, the third anniversary of the grant date.
F4	One-third of the options became exercisable on February 26, 2020, an additional one-third of the options became exercisable on February 26, 2021 and the remaining one-third of the options will become exercisable on February 26, 2022, the third anniversary of the grant date.
F5	One-third of the options will become exercisable on February 23, 2022, an additional one-third of the options will become exercisable on February 23, 2023 and the remaining one-third of the options will become exercisable on February 23, 2024, the third anniversary of the grant date.
F6	The options became fully exercisable on February 27, 2021, the third anniversary of the grant date.
F7	One-third of the options became exercisable on February 25, 2021, an additional one-third of the options will become exercisable on February 25, 2022 and the remaining one-third of the options will become exercisable on February 25, 2023, the third anniversary of the grant date.