Jonathan R. Bennett - Oct 29, 2021 Form 4 Insider Report for HARTFORD FINANCIAL SERVICES GROUP, INC. (HIG)

Role
EVP
Signature
Anthony J. Salerno, Jr., Attorney-in-Fact
Stock symbol
HIG
Transactions as of
Oct 29, 2021
Transactions value $
-$646,826
Form type
4
Date filed
11/2/2021, 04:09 PM
Previous filing
Sep 3, 2021
Next filing
Feb 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HIG Common Stock Options Exercise $898K +20.6K +80.31% $43.59 46.2K Oct 29, 2021 Direct
transaction HIG Common Stock Sale -$1.54M -20.6K -44.54% $75.00 25.6K Oct 29, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HIG Stock Option Options Exercise $0 -20.6K -100% $0.00* 0 Oct 29, 2021 Common Stock 20.6K $43.59 Direct F2
holding HIG Stock Option 20.2K Oct 29, 2021 Common Stock 20.2K $48.89 Direct F3
holding HIG Stock Option 25.6K Oct 29, 2021 Common Stock 25.6K $49.01 Direct F4
holding HIG Stock Option 25.2K Oct 29, 2021 Common Stock 25.2K $51.87 Direct F5
holding HIG Stock Option 18.3K Oct 29, 2021 Common Stock 18.3K $53.81 Direct F6
holding HIG Stock Option 24.1K Oct 29, 2021 Common Stock 24.1K $55.27 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Bennett on March 1, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
F2 The options became fully exercisable on March 1, 2019, the third anniversary of the grant date.
F3 The options became fully exercisable on February 28, 2020, the third anniversary of the grant date.
F4 One-third of the options became exercisable on February 26, 2020, an additional one-third of the options became exercisable on February 26, 2021 and the remaining one-third of the options will become exercisable on February 26, 2022, the third anniversary of the grant date.
F5 One-third of the options will become exercisable on February 23, 2022, an additional one-third of the options will become exercisable on February 23, 2023 and the remaining one-third of the options will become exercisable on February 23, 2024, the third anniversary of the grant date.
F6 The options became fully exercisable on February 27, 2021, the third anniversary of the grant date.
F7 One-third of the options became exercisable on February 25, 2021, an additional one-third of the options will become exercisable on February 25, 2022 and the remaining one-third of the options will become exercisable on February 25, 2023, the third anniversary of the grant date.