Jonathan R. Bennett - 01 Sep 2021 Form 4 Insider Report for HARTFORD FINANCIAL SERVICES GROUP, INC. (HIG)

Role
EVP
Signature
Anthony J. Salerno, Jr., Attorney-in-Fact
Issuer symbol
HIG
Transactions as of
01 Sep 2021
Net transactions value
-$644,172
Form type
4
Filing time
03 Sep 2021, 18:59:27 UTC
Next filing
02 Nov 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HIG Common Stock Options Exercise $924,248 +22,406 +87% $41.25 48,047 01 Sep 2021 Direct
transaction HIG Common Stock Sale $1,568,420 -22,406 -47% $70.00 25,641 01 Sep 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HIG Stock Option Options Exercise $0 -22,406 -100% $0.000000* 0 01 Sep 2021 Common Stock 22,406 $41.25 Direct F2
holding HIG Stock Option 20,593 01 Sep 2021 Common Stock 20,593 $43.59 Direct F3
holding HIG Stock Option 20,194 01 Sep 2021 Common Stock 20,194 $48.89 Direct F4
holding HIG Stock Option 25,619 01 Sep 2021 Common Stock 25,619 $49.01 Direct F5
holding HIG Stock Option 25,202 01 Sep 2021 Common Stock 25,202 $51.87 Direct F6
holding HIG Stock Option 18,335 01 Sep 2021 Common Stock 18,335 $53.81 Direct F7
holding HIG Stock Option 24,094 01 Sep 2021 Common Stock 24,094 $55.27 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Bennett on March 1, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
F2 The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.
F3 The options became fully exercisable on March 1, 2019, the third anniversary of the grant date.
F4 The options became fully exercisable on February 28, 2020, the third anniversary of the grant date.
F5 One-third of the options became exercisable on February 26, 2020, an additional one-third of the options became exercisable on February 26, 2021 and the remaining one-third of the options will become exercisable on February 26, 2022, the third anniversary of the grant date.
F6 One-third of the options will become exercisable on February 23, 2022, an additional one-third of the options will become exercisable on February 23, 2023 and the remaining one-third of the options will become exercisable on February 23, 2024, the third anniversary of the grant date.
F7 The options became fully exercisable on February 27, 2021, the third anniversary of the grant date.
F8 One-third of the options became exercisable on February 25, 2021, an additional one-third of the options will become exercisable on February 25, 2022 and the remaining one-third of the options will become exercisable on February 25, 2023, the third anniversary of the grant date.