Charles R. Schwab - 29 Oct 2021 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)

Role
Chairman, Director
Signature
Jamal Modir, Attorney-in-fact
Issuer symbol
SCHW
Transactions as of
29 Oct 2021
Net transactions value
-$10,256,595
Form type
4
Filing time
29 Oct 2021, 18:26:16 UTC
Previous filing
28 Oct 2021
Next filing
02 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCHW Common Stock Options Exercise $2,046,000 +150,000 +0.18% $13.64* 82,085,324 29 Oct 2021 by Trust
transaction SCHW Common Stock Sale $12,302,595 -150,000 -0.18% $82.02 81,935,324 29 Oct 2021 by Trust F1
holding SCHW Common Stock 44,025 29 Oct 2021 by 188 Corp
holding SCHW Common Stock 31,631,256 29 Oct 2021 by Limited Partnership
holding SCHW Common Stock 1,358,535 29 Oct 2021 by Spouse as Trustee

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -150,000 -100% $0.000000* 0 29 Oct 2021 Common Stock 150,000 $13.64 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $81.83 to $82.32. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.