Charles R. Schwab - Oct 28, 2021 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)

Role: Chairman, Director
Signature: Jamal Modir, Attorney-in-fact
Stock symbol: SCHW
Transactions as of: Oct 28, 2021
Transactions value $: -$10,811,548
Form type: 4
Date filed: 10/28/2021, 06:54 PM
Previous filing: Oct 27, 2021
Next filing: Oct 29, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SCHW	Common Stock	Options Exercise	$1.94M	+156K	+0.19%	$12.45^*	82.1M	Oct 28, 2021	by Trust
transaction	SCHW	Common Stock	Sale	-$12.8M	-156K	-0.19%	$81.80	81.9M	Oct 28, 2021	by Trust	F1
holding	SCHW	Common Stock						44K	Oct 28, 2021	by 188 Corp
holding	SCHW	Common Stock						31.6M	Oct 28, 2021	by Limited Partnership
holding	SCHW	Common Stock						1.36M	Oct 28, 2021	by Spouse as Trustee

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SCHW	Nonqualified Stock Option (right to buy)	Options Exercise	$0	-156K	-100%	$0.00^*	0	Oct 28, 2021	Common Stock	156K	$12.45	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This transaction was executed in multiple trades at prices ranging from $81.55 to $82.12. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.