Charles R. Schwab - 28 Oct 2021 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)

Role: Chairman, Director
Signature: Jamal Modir, Attorney-in-fact
Issuer symbol: SCHW
Transactions as of: 28 Oct 2021
Net transactions value: -$10,811,548
Form type: 4
Filing time: 28 Oct 2021, 18:54:37 UTC
Previous filing: 27 Oct 2021
Next filing: 29 Oct 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SCHW	Common Stock	Options Exercise	$1,940,830	+155,890	+0.19%	$12.45^*	82,091,214	28 Oct 2021	by Trust
transaction	SCHW	Common Stock	Sale	$12,752,379	-155,890	-0.19%	$81.80	81,935,324	28 Oct 2021	by Trust	F1
holding	SCHW	Common Stock						44,025	28 Oct 2021	by 188 Corp
holding	SCHW	Common Stock						31,631,256	28 Oct 2021	by Limited Partnership
holding	SCHW	Common Stock						1,358,535	28 Oct 2021	by Spouse as Trustee

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SCHW	Nonqualified Stock Option (right to buy)	Options Exercise	$0	-155,890	-100%	$0.000000^*	0	28 Oct 2021	Common Stock	155,890	$12.45	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This transaction was executed in multiple trades at prices ranging from $81.55 to $82.12. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.