Thomas D. Robertson - 17 Aug 2021 Form 4 Insider Report for ROCKY BRANDS, INC. (RCKY)

Role
EVP, CFO & Treasurer
Signature
Jeremy D. Siegfried, Attorney-in-Fact
Issuer symbol
RCKY
Transactions as of
17 Aug 2021
Net transactions value
+$57,045
Form type
4
Filing time
19 Aug 2021, 12:40:20 UTC
Next filing
04 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RCKY Common Stock, without par value Options Exercise $55,890 +5,400 +300% $10.35 7,200 17 Aug 2021 Direct
transaction RCKY Common Stock, without par value Options Exercise $1,155 +100 +1.4% $11.55 7,300 17 Aug 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RCKY Stock Option (right to buy) Options Exercise $0 -100 -50% $0.000000 100 17 Aug 2021 Common Stock, without par value 100 $11.55 Direct F1
transaction RCKY Stock Option (right to buy) Options Exercise $0 -5,400 -54% $0.000000 4,600 17 Aug 2021 Common Stock, without par value 5,400 $10.35 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Option vests 20% per year beginning on the first anniversary of the date of grant.