Thomas D. Robertson - Aug 17, 2021 Form 4 Insider Report for ROCKY BRANDS, INC. (RCKY)

Role
EVP, CFO & Treasurer
Signature
Jeremy D. Siegfried, Attorney-in-Fact
Stock symbol
RCKY
Transactions as of
Aug 17, 2021
Transactions value $
$57,045
Form type
4
Date filed
8/19/2021, 12:40 PM
Next filing
Jan 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RCKY Common Stock, without par value Options Exercise $55.9K +5.4K +300% $10.35 7.2K Aug 17, 2021 Direct
transaction RCKY Common Stock, without par value Options Exercise $1.16K +100 +1.39% $11.55 7.3K Aug 17, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RCKY Stock Option (right to buy) Options Exercise $0 -100 -50% $0.00 100 Aug 17, 2021 Common Stock, without par value 100 $11.55 Direct F1
transaction RCKY Stock Option (right to buy) Options Exercise $0 -5.4K -54% $0.00 4.6K Aug 17, 2021 Common Stock, without par value 5.4K $10.35 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Option vests 20% per year beginning on the first anniversary of the date of grant.