James Darrell Thomas - Jul 30, 2021 Form 4 Insider Report for HARLEY-DAVIDSON, INC. (HOG)

Role
VP/Treasurer
Signature
/s/ Paul J. Krause, as Power of Attorney
Stock symbol
HOG
Transactions as of
Jul 30, 2021
Transactions value $
$94,256
Form type
4
Date filed
8/2/2021, 04:22 PM
Next filing
Nov 2, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HOG Common Stock Options Exercise $139K +3.5K +14.46% $39.62 27.7K Jul 30, 2021 Direct
transaction HOG Common Stock Tax liability -$44.4K -1.12K -4.05% $39.62 26.6K Jul 30, 2021 Direct
holding HOG Common Stock 2.44K Jul 30, 2021 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HOG Restricted Stock Units Options Exercise $0 -3.5K -50% $0.00 3.5K Jul 30, 2021 Common Stock 3.5K $0.00 Direct F1
holding HOG Restricted Stock Units 1.42K Jul 30, 2021 Common Stock 1.42K $0.00 Direct F2
holding HOG Restricted Stock Units 8.24K Jul 30, 2021 Common Stock 8.24K $0.00 Direct F2
holding HOG Restricted Stock Units 2.94K Jul 30, 2021 Common Stock 2.94K $0.00 Direct F2
holding HOG Stock Option (right to buy) 5.88K Jul 30, 2021 Common Stock 5.88K $41.33 Direct F3, F4
holding HOG Stock Option (right to buy) 6.05K Jul 30, 2021 Common Stock 6.05K $45.32 Direct F3, F4
holding HOG Stock Option (right to buy) 5.54K Jul 30, 2021 Common Stock 5.54K $51.78 Direct F3, F4
holding HOG Stock Option (right to buy) 4.96K Jul 30, 2021 Common Stock 4.96K $62.33 Direct F4, F5
holding HOG Stock Option (right to buy) 5.38K Jul 30, 2021 Common Stock 5.38K $63.49 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of stock. 50% of the units granted vest on each of the second and third anniversaries of the date of grant. Units are subject to forfeiture until vested.
F2 Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
F3 Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan.
F4 All options are currently exercisable.
F5 Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.