James Darrell Thomas - 30 Jul 2021 Form 4 Insider Report for HARLEY-DAVIDSON, INC. (HOG)

Reporting relationship: VP/Treasurer
Issuer ticker: HOG
Reported as of: 30 Jul 2021
Net transaction value: +$94,256
SEC form: 4
Accepted by SEC: 02 Aug 2021, 16:22:56 UTC
Next SEC filing: 02 Nov 2021
Source filing: View source filing
Reporting owner signature: /s/ Paul J. Krause, as Power of Attorney

Filing notes and source

Key filing fact

James Darrell Thomas filed Form 4 for HARLEY-DAVIDSON, INC. (HOG) on 02 Aug 2021.

Key facts

This page summarizes James Darrell Thomas's Form 4 filing for HARLEY-DAVIDSON, INC. (HOG).
3 reported transactions and 9 derivative rows are listed below.
Accepted by SEC: 02 Aug 2021, 16:22.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: +$94,256.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HOG transaction

Common Stock

Options Exercise

Transaction value: $138,670
Shares: +3,500
Change %: +14%
Price: $39.62
Shares after: 27,705
Date: 30 Jul 2021
Ownership: Direct

HOG transaction

Common Stock

Tax liability

Transaction value: $44,414
Shares: -1,121
Change %: -4%
Price: $39.62
Shares after: 26,584
Date: 30 Jul 2021
Ownership: Direct

HOG holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 2,440
Date: 30 Jul 2021
Ownership: By 401(k)

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HOG transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -3,500
Change %: -50%
Price: $0.000000
Shares after: 3,500
Date: 30 Jul 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 3,500
Exercise price: $0.000000
Footnotes: F1

HOG holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 1,416
Date: 30 Jul 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 1,416
Exercise price: $0.000000
Footnotes: F2

HOG holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 8,240
Date: 30 Jul 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 8,240
Exercise price: $0.000000
Footnotes: F2

HOG holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 2,936
Date: 30 Jul 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 2,936
Exercise price: $0.000000
Footnotes: F2

HOG holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 5,884
Date: 30 Jul 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 5,884
Exercise price: $41.33
Footnotes: F3, F4

HOG holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 6,049
Date: 30 Jul 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 6,049
Exercise price: $45.32
Footnotes: F3, F4

HOG holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 5,541
Date: 30 Jul 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 5,541
Exercise price: $51.78
Footnotes: F3, F4

HOG holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 4,963
Date: 30 Jul 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 4,963
Exercise price: $62.33
Footnotes: F4, F5

HOG holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 5,376
Date: 30 Jul 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 5,376
Exercise price: $63.49
Footnotes: F4, F5

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Each restricted stock unit represents a contingent right to receive one share of stock. 50% of the units granted vest on each of the second and third anniversaries of the date of grant. Units are subject to forfeiture until vested.

Footnote F2

Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

Footnote F3

Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan.

Footnote F4

All options are currently exercisable.

Footnote F5

Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.