| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CMI | Common | Award | $0 | +575 | +1.2% | $0.000000 | 47,875 | 11 May 2021 | Direct | F1 |
| holding | CMI | Common | 500 | 11 May 2021 | Annual Exclusion Trust |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | CMI | Stock Units | 4,617 | 11 May 2021 | Common | 4,617 | Direct | F2, F3 |
| Id | Content |
|---|---|
| F1 | Includes 755.5552 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4. |
| F2 | These securities generally do not carry a conversion price, exercise date or expiration date. |
| F3 | Includes 115.3225 dividend equivalent units credit in exempt transactions since the most recently filed Form 4. |