James Moylan - Mar 20, 2024 Form 4 Insider Report for CIENA CORP (CIEN)

Role
SVP Finance, CFO
Signature
By: Michelle Rankin For: James E Moylan
Stock symbol
CIEN
Transactions as of
Mar 20, 2024
Transactions value $
-$92,555
Form type
4
Date filed
3/21/2024, 09:51 PM
Previous filing
Dec 22, 2023
Next filing
Jun 24, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Tax liability -$18.6K -370 -0.13% $50.22 278K Mar 20, 2024 Direct F1, F2
transaction CIEN Common Stock Tax liability -$15.6K -311 -0.11% $50.22 277K Mar 20, 2024 Direct F2, F3
transaction CIEN Common Stock Tax liability -$28.6K -570 -0.21% $50.22 277K Mar 20, 2024 Direct F2, F4
transaction CIEN Common Stock Tax liability -$29.7K -592 -0.21% $50.22 276K Mar 20, 2024 Direct F2, F5
holding CIEN Common Stock 108K Mar 20, 2024 By spousal trust F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020.
F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021.
F4 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.
F5 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.
F6 The beneficiary of the trust is the reporting person's spouse. The reporting person disclaims beneficial ownership of the securities held by the trust.