James Moylan - Dec 20, 2023 Form 4 Insider Report for CIENA CORP (CIEN)

Role
SVP Finance, CFO
Signature
By: Michelle Rankin For: James E. Moylan Jr.
Stock symbol
CIEN
Transactions as of
Dec 20, 2023
Transactions value $
-$232,935
Form type
4
Date filed
12/22/2023, 09:31 AM
Previous filing
Dec 14, 2023
Next filing
Mar 21, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Tax liability -$16.3K -373 -0.13% $43.58 283K Dec 20, 2023 Direct F1, F2
transaction CIEN Common Stock Tax liability -$37.5K -861 -0.3% $43.58 282K Dec 20, 2023 Direct F2, F3
transaction CIEN Common Stock Tax liability -$13.7K -314 -0.11% $43.58 282K Dec 20, 2023 Direct F2, F4
transaction CIEN Common Stock Tax liability -$36.4K -835 -0.3% $43.58 281K Dec 20, 2023 Direct F2, F5
transaction CIEN Common Stock Tax liability -$57.6K -1.32K -0.47% $43.58 280K Dec 20, 2023 Direct F2, F6
transaction CIEN Common Stock Tax liability -$71.5K -1.64K -0.59% $43.58 278K Dec 20, 2023 Direct F2, F7
holding CIEN Common Stock 108K Dec 20, 2023 By spousal trust F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020.
F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.
F4 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021.
F5 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a market stock unit (MSU) award agreement dated 12/16/2020. The earning of the MSU was previously reported on Table I of the reporting person's Form 4 filed on 12/14/2023.
F6 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/13/2022. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 filed on 12/14/2023.
F7 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2021. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 filed on 12/15/2022.
F8 The beneficiary of the trust is the reporting person's spouse. The reporting person disclaims beneficial ownership of the securities held by the trust.