James Moylan - Jun 20, 2023 Form 4 Insider Report for CIENA CORP (CIEN)

Role
SVP Finance, CFO
Signature
By: Michelle Rankin For: James E. Moylan Jr.
Stock symbol
CIEN
Transactions as of
Jun 20, 2023
Transactions value $
-$54,329
Form type
4
Date filed
6/22/2023, 01:53 PM
Previous filing
Mar 22, 2023
Next filing
Sep 22, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Tax liability -$24.8K -575 -0.23% $43.05 245K Jun 20, 2023 Direct F1, F2
transaction CIEN Common Stock Tax liability -$13.5K -314 -0.13% $43.05 245K Jun 20, 2023 Direct F2, F3
transaction CIEN Common Stock Tax liability -$16.1K -373 -0.15% $43.05 244K Jun 20, 2023 Direct F2, F4
holding CIEN Common Stock 108K Jun 20, 2023 By spousal trust F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.
F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021.
F4 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020.
F5 The beneficiary of the trust is the reporting person's spouse. The reporting person disclaims beneficial ownership of the securities held by the trust.