James Moylan - Mar 20, 2023 Form 4 Insider Report for CIENA CORP (CIEN)

Role
SVP Finance, CFO
Signature
By: Michelle Rankin For: James E. Moylan Jr.
Stock symbol
CIEN
Transactions as of
Mar 20, 2023
Transactions value $
-$64,206
Form type
4
Date filed
3/22/2023, 07:00 PM
Previous filing
Jan 4, 2023
Next filing
Jun 22, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Tax liability -$28.9K -575 -0.23% $50.20 246K Mar 20, 2023 Direct F2, F3
transaction CIEN Common Stock Tax liability -$19.6K -390 -0.16% $50.20 246K Mar 20, 2023 Direct F3, F4
transaction CIEN Common Stock Tax liability -$15.8K -314 -0.13% $50.20 246K Mar 20, 2023 Direct F3, F5
holding CIEN Common Stock 108K Mar 20, 2023 By spousal trust F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The beneficiary of the trust is the reporting person's spouse. The reporting person disclaims beneficial ownership of the securities held by the trust.
F2 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.
F3 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F4 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020.
F5 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021.