Milton C. Ault III - 04 Jun 2025 Form 4 Insider Report for UNIVERSAL SECURITY INSTRUMENTS INC (UUU)

Role
Director, 10%+ Owner
Signature
/s/ Milton C. Ault, III
Issuer symbol
UUU
Transactions as of
04 Jun 2025
Net transactions value
+$15,075
Form type
4
Filing time
06 Jun 2025, 21:00:09 UTC
Previous filing
03 Jun 2025
Next filing
17 Jun 2025
SEC
View on sec.gov

Reporting Owners (2)

Name Relationship Address Signature Signature date CIK
AULT MILTON C III Director, 10%+ Owner 11411 SOUTHERN HIGHLANDS PARKWAY, SUITE 190, LAS VEGAS /s/ Milton C. Ault, III 05 Jun 2025 0001212502
Ault & Company, Inc. Director, 10%+ Owner 11411 SOUTHERN HIGHLANDS PARKWAY, SUITE 190, LAS VEGAS By: /s/ Milton C. Ault, III, Chief Executive Officer 05 Jun 2025 0001734770

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UUU Common Stock Purchase $15,075 +5,000 +134% $3.02 8,725 04 Jun 2025 By Ault Lending LLC F1, F2
holding UUU Common Stock 5,000 04 Jun 2025 By Alpha Structured Finance LP F1, F3
holding UUU Common Stock 239,245 04 Jun 2025 By Ault & Company, Inc. F1, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 4 is filed jointly by Ault & Company, Inc. ("Ault & Co.") and Milton C. Ault, III (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F2 Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
F3 Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Milton C. Ault, III, is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.
F4 Includes the 8,725 shares owned by Ault Lending and the 5,000 shares owned by Alpha Fund.
F5 Securities beneficially owned by Ault & Co. Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.

Remarks:

Milton C. Ault, III is a director of the Issuer. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, Ault & Co. may be deemed a director by deputization by virtue of its representation on the Board of Directors of the Issuer.