Ault Milton C III - May 30, 2025 Form 4 Insider Report for UNIVERSAL SECURITY INSTRUMENTS INC (UUU)

Role: Director, 10%+ Owner
Signature: /s/ Milton C. Ault, III
Stock symbol: UUU
Transactions as of: May 30, 2025
Transactions value $: $11,969
Form type: 4
Date filed: 6/3/2025, 04:30 PM
Previous filing: May 30, 2025
Next filing: Jun 6, 2025
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
AULT MILTON C III	Director, 10%+ Owner	11411 SOUTHERN HIGHLANDS PARKWAY, SUITE 190, LAS VEGAS	/s/ Milton C. Ault, III	2025-06-03	0001212502

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	UUU	Common Stock	Purchase	$12K	+5K		$2.39	5K	May 30, 2025	By Alpha Structured Finance LP	F1, F2, F3
holding	UUU	Common Stock						229K	May 30, 2025	By Ault & Company, Inc.	F1, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reporting person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F2	The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $2.3937. The range of purchase prices on the transaction date was $2.928 to $2.3938 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F3	Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Milton C. Ault, III, is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.
F4	Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.