Owen Hughes - 19 May 2025 Form 4 Insider Report for XOMA Royalty Corp (XOMA)

Role
Chief Executive Officer, Director
Signature
/s/ Thomas Burns, Attorney-in-Fact for Owen Hughes
Issuer symbol
XOMA
Transactions as of
19 May 2025
Net transactions value
-$650,667
Form type
4
Filing time
21 May 2025, 19:11:24 UTC
Previous filing
13 Nov 2024
Next filing
20 Jun 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Hughes Owen Chief Executive Officer, Director C/O XOMA ROYALTY CORPORATION, 2200 POWELL STREET, SUITE 310, EMERYVILLE /s/ Thomas Burns, Attorney-in-Fact for Owen Hughes 21 May 2025 0001575933

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XOMA Common Stock Options Exercise $0 +53,359 +153% $0.000000 88,338 19 May 2025 Direct
transaction XOMA Common Stock Sale $650,667 -25,637 -29% $25.38 62,701 20 May 2025 Direct F1, F2
holding XOMA Common Stock 295 19 May 2025 By 401(k) Plan
holding XOMA Depository Shares - 8.375% Series B Cumulative Stock 2,000 19 May 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction XOMA Performance Stock Units Options Exercise $0 -53,359 -24% $0.000000 168,281 19 May 2025 Common Stock 53,359 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares sold to satisfy the tax withholding obligations incurred upon settlement of the Performance Stock Units ("PSUs").
F2 The price reported represents the weighted average sale price of the shares. The shares were sold in multiple transactions at prices ranging from $25.34 to $25.38 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3 Each PSU represents a contingent right to receive one share of the Issuer's common stock (the "Common Stock"). The PSUs vest upon the Common Stock achieving a specified price per share.