Owen Hughes - 11 Nov 2024 Form 4 Insider Report for XOMA Royalty Corp (XOMA)

Role
Chief Executive Officer, Director
Signature
/s/ Thomas Burns, Attorney-in-Fact for Owen Hughes
Issuer symbol
XOMA
Transactions as of
11 Nov 2024
Net transactions value
-$655,336
Form type
4
Filing time
13 Nov 2024, 18:55:07 UTC
Previous filing
21 Jun 2024
Next filing
21 May 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XOMA Common Stock Options Exercise $0 +53,360 +1525% $0.000000 56,860 11 Nov 2024 Direct
transaction XOMA Common Stock Sale $655,336 -21,881 -38% $29.95 34,979 13 Nov 2024 Direct F1, F2
holding XOMA Depositary Shares - 8.375% Series B Perpetual Preferred 2,000 11 Nov 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction XOMA Performance Stock Units Options Exercise $0 -53,360 -19% $0.000000 221,640 11 Nov 2024 Common Stock 53,360 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares sold to satisfy the tax withholding obligations incurred upon settlement of the Performance Stock Units ("PSUs").
F2 The price reported represents the weighted average sale price of the shares. The shares were sold in multiple transactions at prices ranging from $29.93 to $30.38 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3 Each PSU represents a contingent right to receive one share of the Issuer's common stock (the "Common Stock"). The PSUs vest upon the Common Stock achieving a specified price per share.