Owen Hughes - Nov 11, 2024 Form 4 Insider Report for XOMA Royalty Corp (XOMA)

Role: Chief Executive Officer, Director
Signature: /s/ Thomas Burns, Attorney-in-Fact for Owen Hughes
Stock symbol: XOMA
Transactions as of: Nov 11, 2024
Transactions value $: -$655,336
Form type: 4
Date filed: 11/13/2024, 06:55 PM
Previous filing: Jun 21, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	XOMA	Common Stock	Options Exercise	$0	+53.4K	+1524.57%	$0.00	56.9K	Nov 11, 2024	Direct
transaction	XOMA	Common Stock	Sale	-$655K	-21.9K	-38.48%	$29.95	35K	Nov 13, 2024	Direct	F1, F2
holding	XOMA	Depositary Shares - 8.375% Series B Perpetual Preferred						2K	Nov 11, 2024	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	XOMA	Performance Stock Units	Options Exercise	$0	-53.4K	-19.4%	$0.00	222K	Nov 11, 2024	Common Stock	53.4K		Direct	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Shares sold to satisfy the tax withholding obligations incurred upon settlement of the Performance Stock Units ("PSUs").
F2	The price reported represents the weighted average sale price of the shares. The shares were sold in multiple transactions at prices ranging from $29.93 to $30.38 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3	Each PSU represents a contingent right to receive one share of the Issuer's common stock (the "Common Stock"). The PSUs vest upon the Common Stock achieving a specified price per share.