Matthew Vargas - 09 Dec 2024 Form 4 Insider Report for EMCORE CORP

Role: Interim CEO
Signature: /s/ Ryan Hochgesang, as attorney-in-fact
Issuer symbol: N/A
Transactions as of: 09 Dec 2024
Net transactions value: -$144
Form type: 4
Filing time: 11 Dec 2024, 16:07:37 UTC
Previous filing: 12 Aug 2024
Next filing: 28 Feb 2025
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	EMKR	Common Stock	Tax liability	$144	-48	-0.02%	$2.99	218,683	09 Dec 2024	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On March 9, 2023, the Reporting Person was granted 620 RSUs, vesting in four equal annual installments on each of December 8, 2023, 2024, 2025 and 2026, which grant was previously reported on a Form 3, Table I. The Reporting Person vested in 155 shares on December 9, 2024, the next business day following December 8, 2024, from this RSU award. The number of shares reported here represents the number of shares required to be withheld in accordance with Rule 16b-3 to cover the Reporting Person's tax withholding obligation in connection with the vesting of the RSUs on December 9, 2024.

Content

On March 9, 2023, the Reporting Person was granted 620 RSUs, vesting in four equal annual installments on each of December 8, 2023, 2024, 2025 and 2026, which grant was previously reported on a Form 3, Table I. The Reporting Person vested in 155 shares on December 9, 2024, the next business day following December 8, 2024, from this RSU award. The number of shares reported here represents the number of shares required to be withheld in accordance with Rule 16b-3 to cover the Reporting Person's tax withholding obligation in connection with the vesting of the RSUs on December 9, 2024.