RICHARD B. HANDLER - 16 Mar 2023 Form 4 Insider Report for Jefferies Financial Group Inc. (JEF)

Role
CEO, Director
Signature
/s/ Joanna Jia, by power of attorney
Issuer symbol
JEF
Transactions as of
16 Mar 2023
Net transactions value
$0
Form type
4
Filing time
20 Mar 2023, 20:30:39 UTC
Previous filing
09 Mar 2023
Next filing
30 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JEF Common Stock Gift $0 -365,957 -55% $0.000000 302,768 16 Mar 2023 By Reporting Person's 2021 LLC F1
transaction JEF Common Stock Gift $0 +361,456 +194% $0.000000 547,570 16 Mar 2023 By Reporting Person's 2021-A Trust F1
transaction JEF Common Stock Gift $0 +4,501 +1.7% $0.000000 271,906 16 Mar 2023 By Reporting Person's 2012 Trust F1
transaction JEF Common Stock Gift $0 -547,570 -100% $0.000000* 0 16 Mar 2023 By Reporting Person's 2021-A Trust F2
transaction JEF Common Stock Gift $0 +547,570 +3.5% $0.000000 16,201,634 16 Mar 2023 Direct F2
holding JEF Common Stock 279,504 16 Mar 2023 By Spouse of Reporting Person's Trust
holding JEF Common Stock 195,987 16 Mar 2023 By Reporting Person's 2022-A Trust
holding JEF Common Stock 41,917 16 Mar 2023 By Reporting Person's 2022-A LLC
holding JEF Common Stock 118,510 16 Mar 2023 By Trustee of Profit Sharing Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares gifted from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members and another trust of which Reporting Person is a trustee. These transfers reflect tax planning within family trusts and result in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.
F2 Shares gifted from a trust, of which Reporting Person is trustee, to Reporting Person's direct ownership account. These transfers reflect tax planning within family trusts and result in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.