RICHARD B. HANDLER - 07 Mar 2023 Form 4 Insider Report for Jefferies Financial Group Inc. (JEF)

Role
Director
Signature
/s/ Joanna Jia, by power of attorney
Issuer symbol
JEF
Transactions as of
07 Mar 2023
Net transactions value
$0
Form type
4
Filing time
09 Mar 2023, 16:59:38 UTC
Previous filing
28 Feb 2023
Next filing
20 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JEF Common Stock Gift $0 -58,708 -57% $0.000000 43,571 07 Mar 2023 By Reporting Person's 2022-A LLC F1
transaction JEF Common Stock Gift $0 +58,708 +0.38% $0.000000 15,654,064 07 Mar 2023 Direct F1
transaction JEF Common Stock Gift $0 -1,654 -3.8% $0.000000 41,917 07 Mar 2023 By Reporting Person's 2022-A LLC F1
transaction JEF Common Stock Gift $0 +1,654 +0.62% $0.000000 267,405 07 Mar 2023 By Reporting Person's 2012 Trust F1
holding JEF Common Stock 668,725 07 Mar 2023 By Reporting Person's 2021 LLC
holding JEF Common Stock 279,504 07 Mar 2023 By Spouse of Reporting Person's Trust
holding JEF Common Stock 186,114 07 Mar 2023 By Reporting Person's 2021-A Trust
holding JEF Common Stock 195,987 07 Mar 2023 By Reporting Person's 2022-A Trust
holding JEF Common Stock 118,510 07 Mar 2023 By Trustee of Profit Sharing Plan F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares gifted from a LLC, of which Reporting Person is the manager and Reporting trusts are its members, to one of its trust members and to Reporting Person's direct ownership account. These transfers reflect tax planning within family trusts and result in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.
F2 Reflects a 941 share increase in the Reporting Person's beneficial holdings related to his profit-sharing-plan holdings.