Thomas M. Burns - Jul 15, 2022 Form 4 Insider Report for XOMA Corp (XOMA)

Role
SVP, Finance & CFO
Signature
/s/ Thomas M. Burns
Stock symbol
XOMA
Transactions as of
Jul 15, 2022
Transactions value $
-$55,261
Form type
4
Date filed
7/18/2022, 04:30 PM
Previous filing
Mar 23, 2022
Next filing
Nov 9, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XOMA Common Stock Options Exercise $8.06K +2K +30.51% $4.03* 8.56K Jul 15, 2022 Direct
transaction XOMA Common Stock Sale -$63.3K -2K -23.38% $31.66 6.56K Jul 15, 2022 Direct F1, F2
holding XOMA Depositary Shares - 8.375% B Cumulative Stock 1K Jul 15, 2022 Direct
holding XOMA 8.625% Series A Cumulative Perpetual Preferred Stock 2K Jul 15, 2022 Direct
holding XOMA Common Stock 4.35K Jul 15, 2022 By 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction XOMA Stock Option (Right to Buy) Options Exercise $0 -2K -2.57% $0.00 75.8K Jul 15, 2022 Common Stock 2K $4.03 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported on this Form 4 were effected pursuant to a trading plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.48 to $32.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F3 Shares subject to this option have fully vested as of February 10, 2020.