Thomas M. Burns - 21 Mar 2022 Form 4 Insider Report for XOMA Corp (XOMA)

Role
SVP, Finance & CFO
Signature
/s/ Thomas M. Burns
Issuer symbol
XOMA
Transactions as of
21 Mar 2022
Net transactions value
-$364,664
Form type
4
Filing time
23 Mar 2022, 18:52:13 UTC
Previous filing
23 Feb 2022
Next filing
18 Jul 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XOMA Common Stock Options Exercise $48,360 +12,000 +183% $4.03* 18,555 21 Mar 2022 Direct
transaction XOMA Common Stock Sale $348,060 -12,000 -65% $29.00 6,555 21 Mar 2022 Direct
transaction XOMA Common Stock Options Exercise $9,426 +2,339 +36% $4.03* 8,894 22 Mar 2022 Direct
transaction XOMA Common Stock Sale $70,209 -2,339 -26% $30.02 6,555 22 Mar 2022 Direct F1
transaction XOMA Common Stock Options Exercise $649 +161 +2.5% $4.03* 6,716 23 Mar 2022 Direct
transaction XOMA Common Stock Sale $4,830 -161 -2.4% $30.00 6,555 23 Mar 2022 Direct
holding XOMA Common Stock 4,349 21 Mar 2022 By 401(k) Plan
holding XOMA Depositary Shares - 8.375% B Cumulative Stock 1,000 21 Mar 2022 Direct
holding XOMA 8.625% Series A Cumulative Perpetual Preferred Stock 2,000 21 Mar 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction XOMA Stock Option (Right to Buy) Options Exercise $0 -12,000 -40% $0.000000 18,000 21 Mar 2022 Common Stock 12,000 $4.03 Direct F2
transaction XOMA Stock Option (Right to Buy) Options Exercise $0 -2,339 -13% $0.000000 15,661 22 Mar 2022 Common Stock 2,339 $4.03 Direct F2
transaction XOMA Stock Option (Right to Buy) Options Exercise $0 -161 -1% $0.000000 15,500 23 Mar 2022 Common Stock 161 $4.03 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.22, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F2 Shares subject to this option have fully vested as of December 31, 2017.