Thomas M. Burns - 21 Mar 2022 Form 4 Insider Report for XOMA Corp (XOMA)

Role: SVP, Finance & CFO
Signature: /s/ Thomas M. Burns
Issuer symbol: XOMA
Transactions as of: 21 Mar 2022
Net transactions value: -$364,664
Form type: 4
Filing time: 23 Mar 2022, 18:52:13 UTC
Previous filing: 23 Feb 2022
Next filing: 18 Jul 2022
SEC: View on sec.gov

Quoteable Key Fact

"Thomas M. Burns filed Form 4 for XOMA Corp (XOMA) on 23 Mar 2022."

Quick Takeaways

This page summarizes Thomas M. Burns's Form 4 filing for XOMA Corp (XOMA).
9 reported transactions and 3 derivative rows are listed below.
Filing timestamp: 23 Mar 2022, 18:52.

What Changed

Previous filing in this sequence was filed on 23 Feb 2022.
Current net transaction value: -$364,664.

Why This Matters

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Official SEC Source

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

See Original Filing

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	XOMA	Common Stock	Options Exercise	$48,360	+12,000	+183%	$4.03^*	18,555	21 Mar 2022	Direct
transaction	XOMA	Common Stock	Sale	$348,060	-12,000	-65%	$29.00	6,555	21 Mar 2022	Direct
transaction	XOMA	Common Stock	Options Exercise	$9,426	+2,339	+36%	$4.03^*	8,894	22 Mar 2022	Direct
transaction	XOMA	Common Stock	Sale	$70,209	-2,339	-26%	$30.02	6,555	22 Mar 2022	Direct	F1
transaction	XOMA	Common Stock	Options Exercise	$649	+161	+2.5%	$4.03^*	6,716	23 Mar 2022	Direct
transaction	XOMA	Common Stock	Sale	$4,830	-161	-2.4%	$30.00	6,555	23 Mar 2022	Direct
holding	XOMA	Common Stock						4,349	21 Mar 2022	By 401(k) Plan
holding	XOMA	Depositary Shares - 8.375% B Cumulative Stock						1,000	21 Mar 2022	Direct
holding	XOMA	8.625% Series A Cumulative Perpetual Preferred Stock						2,000	21 Mar 2022	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	XOMA	Stock Option (Right to Buy)	Options Exercise	$0	-12,000	-40%	$0.000000	18,000	21 Mar 2022	Common Stock	12,000	$4.03	Direct	F2
transaction	XOMA	Stock Option (Right to Buy)	Options Exercise	$0	-2,339	-13%	$0.000000	15,661	22 Mar 2022	Common Stock	2,339	$4.03	Direct	F2
transaction	XOMA	Stock Option (Right to Buy)	Options Exercise	$0	-161	-1%	$0.000000	15,500	23 Mar 2022	Common Stock	161	$4.03	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.22, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F2	Shares subject to this option have fully vested as of December 31, 2017.

Content

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.22, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Shares subject to this option have fully vested as of December 31, 2017.