| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | XOMA | Common Stock | Options Exercise | $101K | +25K | +211.47% | $4.03* | 36.8K | Jul 15, 2022 | Direct | |
| transaction | XOMA | Common Stock | Sale | -$617K | -20.9K | -56.71% | $29.55 | 15.9K | Jul 15, 2022 | Direct | F1, F2 |
| transaction | XOMA | Common Stock | Sale | -$100K | -3.21K | -20.15% | $31.19 | 12.7K | Jul 15, 2022 | Direct | F1, F3 |
| transaction | XOMA | Common Stock | Sale | -$28.8K | -905 | -7.11% | $31.86 | 11.8K | Jul 15, 2022 | Direct | F1, F4 |
| holding | XOMA | Common Stock | 5.56K | Jul 15, 2022 | By 401(k) Plan | ||||||
| holding | XOMA | Depositary Shares - 8.375% B Cumulative Stock | 8K | Jul 15, 2022 | By spouse | ||||||
| holding | XOMA | 8.625% Series A Cumulative Perpetual Preferred Stock | 8K | Jul 15, 2022 | By spouse |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | XOMA | Stock Option (Right to Buy) | Options Exercise | $0 | -25K | -10.29% | $0.00 | 218K | Jul 15, 2022 | Common Stock | 25K | $4.03 | Direct | F5 |
| Id | Content |
|---|---|
| F1 | The sales reported on this Form 4 were effected pursuant to a trading plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. |
| F2 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.25 to $30.04, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. |
| F3 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.53 to $31.52, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. |
| F4 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.53 to $32.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. |
| F5 | Shares subject to this option have fully vested as of February 10, 2020. |