Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | XOMA | Common Stock | Options Exercise | $202K | +50K | +422.94% | $4.03* | 61.8K | Mar 21, 2022 | Direct | |
transaction | XOMA | Common Stock | Sale | -$1.45M | -50K | -80.88% | $29.01 | 11.8K | Mar 21, 2022 | Direct | |
transaction | XOMA | Common Stock | Options Exercise | $9.43K | +2.34K | +19.79% | $4.03* | 14.2K | Mar 22, 2022 | Direct | |
transaction | XOMA | Common Stock | Sale | -$70.2K | -2.34K | -16.52% | $30.02 | 11.8K | Mar 22, 2022 | Direct | F1 |
transaction | XOMA | Common Stock | Options Exercise | $4.48K | +1.11K | +9.4% | $4.03* | 12.9K | Mar 23, 2022 | Direct | |
transaction | XOMA | Common Stock | Sale | -$33.3K | -1.11K | -8.59% | $30.02 | 11.8K | Mar 23, 2022 | Direct | F3 |
holding | XOMA | Common Stock | 5.56K | Mar 21, 2022 | By 401(k) Plan | ||||||
holding | XOMA | Depositary Shares - 8.375% B Cumulative Stock | 8K | Mar 21, 2022 | By spouse | ||||||
holding | XOMA | 8.625% Series A Cumulative Perpetual Preferred Stock | 8K | Mar 21, 2022 | By spouse |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | XOMA | Stock Option (Right to Buy) | Options Exercise | $0 | -50K | -32% | $0.00 | 106K | Mar 21, 2022 | Common Stock | 50K | $4.03 | Direct | F2 |
transaction | XOMA | Stock Option (Right to Buy) | Options Exercise | $0 | -2.34K | -2.2% | $0.00 | 104K | Mar 22, 2022 | Common Stock | 2.34K | $4.03 | Direct | F2 |
transaction | XOMA | Stock Option (Right to Buy) | Options Exercise | $0 | -1.11K | -1.07% | $0.00 | 103K | Mar 23, 2022 | Common Stock | 1.11K | $4.03 | Direct | F2 |
Id | Content |
---|---|
F1 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.22, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. |
F2 | Shares subject to this option have fully vested as of December 31, 2017. |
F3 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.115, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. |