Milton C. Ault III - Apr 11, 2022 Form 4 Insider Report for Alzamend Neuro, Inc. (ALZN)

Role
10%+ Owner
Signature
/s/ Milton C. Ault, III
Stock symbol
ALZN
Transactions as of
Apr 11, 2022
Transactions value $
$56,325
Form type
4
Date filed
4/12/2022, 05:00 PM
Previous filing
Mar 21, 2022
Next filing
Apr 25, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALZN Common Stock Purchase $56.3K +50K +50% $1.13 150K Apr 11, 2022 By Ault Alpha LP F1
holding ALZN Common Stock 2.5M Apr 11, 2022 Direct
holding ALZN Common Stock 14.9M Apr 11, 2022 By Ault Life Sciences, Inc. F2
holding ALZN Common Stock 7M Apr 11, 2022 By Digital Power Lending, LLC F3
holding ALZN Common Stock 10M Apr 11, 2022 By Ault Life Sciences Fund, LLC F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha LP.
F2 Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences, Inc.
F3 Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL.
F4 Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences Fund, LLC.